Home/Filings/4/0000099106-09-000051
4//SEC Filing

MODLIN HOWARD S 4

Accession 0000099106-09-000051

CIK 0000099106other

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 5:21 PM ET

Size

11.8 KB

Accession

0000099106-09-000051

Insider Transaction Report

Form 4
Period: 2009-12-14
Transactions
  • Conversion

    Common Stock

    2009-12-14+7,7197,719 total(indirect: Footnote)
  • Conversion

    Class B Stock

    2009-12-142,8120 total
    Exercise: $0.00Common Stock (2,812 underlying)
  • Conversion

    Class B Stock

    2009-12-14+5,9390 total(indirect: Footnote)
    Exercise: $0.00Common Stock (5,939 underlying)
  • Conversion

    Common Stock

    2009-12-14+3,6543,654 total
Footnotes (3)
  • [F1]The Class B Stock, a derivative security, was automatically converted into 1.3 shares of Common Stock in a transaction exempt under Rule 16b-6 as a result of a vote of shareholders at the 2009 Annual Meeting.
  • [F2]These shares are held in trust for or owned by members of my family, the beneficial ownership of which I disclaim.
  • [F3]The Class B shares did not have an exercisable date or an expiration date.

Issuer

TRANS LUX CORP

CIK 0000099106

Entity typeother

Related Parties

1
  • filerCIK 0001188182

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 5:21 PM ET
Size
11.8 KB