TRANS LUX CORP 4
4 · TRANS LUX CORP · Filed Dec 17, 2013
Insider Transaction Report
Form 4
TRANS LUX CORPTNLX
ELSER MARCO M
Director
Transactions
- Award
Common Stock
2013-12-13$12.50/sh+2,145$26,813→ 30,345 total(indirect: Manager of accounts for indirectly owned shares)
Footnotes (1)
- [F1]2,145 shares are directly owned by me. 12,100 shares are owned by Elser & Co., over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 13,700 shares are owned by Carlisle Investments, over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 2,400 shares are owned by AdviCorp plc, over which I exercise voting and dispositive rights as the account manager, and I also own 50% of the equity of Advicorp plc. No change in ownership on behalf of Elser & Co., Carlisle Investments or Advicorp plc is being reported on this Form 4.