4//SEC Filing
SHAIO ALBERTO 4
Accession 0000099106-19-000005
CIK 0000099106other
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 11:42 AM ET
Size
9.9 KB
Accession
0000099106-19-000005
Insider Transaction Report
Form 4
TRANS LUX CorpTNLX
SHAIO ALBERTO
Director
Transactions
- Exercise of In-Money
Common Stock
2019-04-10$1.00/sh+60,000$60,000→ 175,471 total - ConversionSwap
Series B Convertible Preferred Stock
2019-03-06$200.00/sh−252$50,400→ 0 totalExercise: $0.00From: 2015-11-19→ Common Stock (25,200 underlying) - Award
Common Stock
2018-10-05+20,000→ 90,271 total - ConversionSwap
Common Stock
2019-03-06+25,200→ 115,471 total
Footnotes (3)
- [F1]Acquired 25,200 shares of Common Stock upon conversion of 252 shares of Series B Convertible Preferred Stock. No cash fee.
- [F2]Acquired via Rights Offering by Trans-Lux.
- [F3]Each share of Series B Convertible Preferred Stock is convertible into 100 shares of Common Stock.
Documents
Issuer
TRANS LUX Corp
CIK 0000099106
Entity typeother
IncorporatedCT
Related Parties
1- filerCIK 0000908580
Filing Metadata
- Form type
- 4
- Filed
- Oct 17, 8:00 PM ET
- Accepted
- Oct 18, 11:42 AM ET
- Size
- 9.9 KB