SHAIO ALBERTO 4
4 · TRANS LUX Corp · Filed Oct 18, 2019
Insider Transaction Report
Form 4
TRANS LUX CorpTNLX
SHAIO ALBERTO
Director
Transactions
- Exercise of In-Money
Common Stock
2019-04-10$1.00/sh+60,000$60,000→ 175,471 total - ConversionSwap
Series B Convertible Preferred Stock
2019-03-06$200.00/sh−252$50,400→ 0 totalExercise: $0.00From: 2015-11-19→ Common Stock (25,200 underlying) - Award
Common Stock
2018-10-05+20,000→ 90,271 total - ConversionSwap
Common Stock
2019-03-06+25,200→ 115,471 total
Footnotes (3)
- [F1]Acquired 25,200 shares of Common Stock upon conversion of 252 shares of Series B Convertible Preferred Stock. No cash fee.
- [F2]Acquired via Rights Offering by Trans-Lux.
- [F3]Each share of Series B Convertible Preferred Stock is convertible into 100 shares of Common Stock.