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4//SEC Filing

SCHIELE GEORGE W 4

Accession 0000099106-19-000008

CIK 0000099106other

Filed

Oct 17, 8:00 PM ET

Accepted

Oct 18, 12:48 PM ET

Size

8.6 KB

Accession

0000099106-19-000008

Insider Transaction Report

Form 4
Period: 2019-03-06
Transactions
  • Exercise of In-Money

    Common Stock

    2019-04-10$1.00/sh+60,000$60,000168,210 total
  • ConversionSwap

    Series B Convertible Preferred Stock

    2019-03-06$200.00/sh250$50,0000 total
    Exercise: $0.00From: 2015-11-19Common Stock (25,000 underlying)
  • ConversionSwap

    Common Stock

    2019-03-06+25,000108,210 total
Footnotes (3)
  • [F1]Acquired 25,000 shares of Common Stock upon conversion of 250 shares of Series B Convertible Preferred Stock. No cash fee.
  • [F2]Acquired via Rights Offering by Trans-Lux.
  • [F3]Each share of Series B Convertible Preferred Stock is convertible into 100 shares of Common Stock.

Issuer

TRANS LUX Corp

CIK 0000099106

Entity typeother

Related Parties

1
  • filerCIK 0001089801

Filing Metadata

Form type
4
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 12:48 PM ET
Size
8.6 KB