TRANS LUX Corp·4

Oct 18, 12:48 PM ET

SCHIELE GEORGE W 4

4 · TRANS LUX Corp · Filed Oct 18, 2019

Insider Transaction Report

Form 4
Period: 2019-03-06
Transactions
  • Exercise of In-Money

    Common Stock

    2019-04-10$1.00/sh+60,000$60,000168,210 total
  • ConversionSwap

    Series B Convertible Preferred Stock

    2019-03-06$200.00/sh250$50,0000 total
    Exercise: $0.00From: 2015-11-19Common Stock (25,000 underlying)
  • ConversionSwap

    Common Stock

    2019-03-06+25,000108,210 total
Footnotes (3)
  • [F1]Acquired 25,000 shares of Common Stock upon conversion of 250 shares of Series B Convertible Preferred Stock. No cash fee.
  • [F2]Acquired via Rights Offering by Trans-Lux.
  • [F3]Each share of Series B Convertible Preferred Stock is convertible into 100 shares of Common Stock.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT