Hart Craig 4
4 · TYSON FOODS INC · Filed Sep 28, 2011
Insider Transaction Report
Form 4
Hart Craig
Sr. VP,Ch.Acct Officer & Cont
Transactions
- Exercise/Conversion
Class A Common Stock
2011-09-27$9.32/sh−5,040$46,973→ 0 totalExercise: $9.32From: 2003-10-15Exp: 2011-10-15→ Class A Common Stock (5,040 underlying) - Other
Class A Common Stock
2011-09-15+123→ 42,644 total - Sale
Class A Common Stock
2011-09-27$17.50/sh−5,040$88,200→ 42,644 total - Other
Class A Common Stock
2011-09-15+1,837→ 17,193 total(indirect: Employee Stock Purchase Plan) - Exercise/Conversion
Class A Common Stock
2011-09-27$9.32/sh+5,040$46,973→ 47,684 total
Footnotes (3)
- [F1]Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
- [F2]Represents shares of the Issuer's restricted Class A Common Stock acquired by the Reporting Person pursuant to a dividend reinvestment feature under Tyson Foods, Inc. 2000 Stock Incentive Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisition is exempt from Section 16 reporting requirements pursuant to Rule 16a-11.
- [F3]On September 23, 2011, the Reporting Person placed an order to excercise options upon 5,040 shares of the the Issuer's Class A Common stock if the market price reached $17.50 per share, which occured on the transaction date reported herein.