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4//SEC Filing

TYSON FOODS INC 4

Accession 0000100493-13-000095

$TSNCIK 0000100493operating

Filed

Nov 25, 7:00 PM ET

Accepted

Nov 26, 10:59 AM ET

Size

11.9 KB

Accession

0000100493-13-000095

Insider Transaction Report

Form 4
Period: 2013-11-21
Lochner James V
Sr Group VP Fresh Meats & Mar
Transactions
  • Other

    Class A Common Stock

    2013-11-21+9152,211 total(indirect: Employee Stock Purchase Plan)
  • Award

    Performance Shares

    2013-11-22+75,42475,424 total
    Class A Common Stock (75,424 underlying)
  • Award

    Class A Common Stock

    2013-11-22+62,825239,218 total
  • Award

    Non-Qualified Stock Options (Right to Buy)

    2013-11-22$31.82/sh+192,700$6,131,714192,700 total
    Exercise: $31.82From: 2014-11-22Exp: 2023-11-22Class A Common Stock (192,700 underlying)
Footnotes (3)
  • [F1]Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person on September 12, 2013. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
  • [F2]Award of Class A Common Stock which vests on the fourth business day following the filing the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement (the Incentive Agreement) are achieved. The performance metrics are achievement of a three year (fiscal 2014-2016) cumulative EBIT target as set forth in the Incentive Agreement. If the performance metrics are not achieved, the award expires.
  • [F3]Award of performance Class A Common Stock which vests on the fourth business day following the filing the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement (the Incentive Agreement) are achieved. The performance metrics are (1) achievement of a three year (fiscal 2014-2016) cumulative EBIT target as set forth in the Incentive Agreement and (2) a comparison of the market price of the Issuer's Class A Common Stock to a peer group of publicly traded companies selected by the Compensation Committee of the Board of Directors of Issuer over a three year (fiscal 2014-2016) period, as more particularly described in the Incentive Agreement. If neither of the performance metrics is achieved, the award expires.

Issuer

TYSON FOODS INC

CIK 0000100493

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000100493

Filing Metadata

Form type
4
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 10:59 AM ET
Size
11.9 KB