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4//SEC Filing

TYSON FOODS INC 4

Accession 0000100493-14-000040

$TSNCIK 0000100493operating

Filed

Feb 18, 7:00 PM ET

Accepted

Feb 19, 4:37 PM ET

Size

9.7 KB

Accession

0000100493-14-000040

Insider Transaction Report

Form 4
Period: 2013-12-16
Kimbro Ken
SVP & Chief Human Res. Officer
Transactions
  • Other

    Class A Common Stock

    2013-12-16+1024,474 total
  • Sale

    Class A Common Stock

    2014-02-18$38.42/sh20,025$769,3614,449 total
  • Other

    Class A Common Stock

    2014-02-13+3872,406 total(indirect: Employee Stock Purchase Plan)
Footnotes (5)
  • [F1]Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16a-11.
  • [F2]Includes 4,449 shares of Class A Common Stock which vest on the fourth business day following the filing the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement (the Incentive Agreement) are achieved. The performance metrics are achievement of a three year (fiscal 2014-2016) cumulative EBIT target as set forth in the Incentive Agreement. If the performance metrics are not achieved, the award expires.
  • [F3]Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
  • [F4]This is a weighted average price. These shares were sold in multiple transactions on February 18, 2014 at prices ranging from $38.40 to $38.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  • [F5]Represents 4,449 shares of Class A Common Stock which vest on the fourth business day following the filing the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement (the Incentive Agreement) are achieved. The performance metrics are achievement of a three year (fiscal 2014-2016) cumulative EBIT target as set forth in the Incentive Agreement. If the performance metrics are not achieved, the award expires.

Issuer

TYSON FOODS INC

CIK 0000100493

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000100493

Filing Metadata

Form type
4
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 4:37 PM ET
Size
9.7 KB