4//SEC Filing
TYSON FOODS INC 4
Accession 0000100493-16-000248
$TSNCIK 0000100493operating
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 3:22 PM ET
Size
18.3 KB
Accession
0000100493-16-000248
Insider Transaction Report
Form 4
Smith Donald
President & Chief Exec Officer
Transactions
- Other
Class A Common Stock
2016-06-20+427.692→ 215,070.899 total - Sale
Class A Common Stock
2016-08-15$75.20/sh−35,206$2,647,562→ 215,070.899 total - Exercise/Conversion
Class A Common Stock
2016-08-15$4.90/sh+2,800$13,720→ 217,870.899 total - Sale
Class A Common Stock
2016-08-15$75.20/sh−2,800$210,563→ 215,070.899 total - Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2016-08-15$4.90/sh−2,800$13,720→ 37,200 totalExercise: $4.90From: 2010-11-14Exp: 2018-11-14→ Class A Common Stock (2,800 underlying) - Other
Class A Common Stock
2016-08-11+1,022.421→ 2,742.589 total(indirect: Employee Stock Purchase Plan) - Exercise/Conversion
Class A Common Stock
2016-08-15$15.06/sh+35,206$530,202→ 250,276.899 total - Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2016-06-20$15.06/sh−35,206$530,202→ 4,794 totalExercise: $15.06From: 2009-11-16Exp: 2017-11-16→ Class A Common Stock (35,206 underlying)
Footnotes (5)
- [F1]Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
- [F2]Includes 32,237.717 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; includes 27,085.075 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 31,490.831 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
- [F3]Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
- [F4]This is a weighted average price. These shares were sold in multiple transactions on August 15, 2016 at prices ranging from $75.20 to $75.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F5]This is a weighted average price. These shares were sold in multiple transactions on August 15, 2016 at prices ranging from $75.20 to $75.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Documents
Issuer
TYSON FOODS INC
CIK 0000100493
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000100493
Filing Metadata
- Form type
- 4
- Filed
- Aug 16, 8:00 PM ET
- Accepted
- Aug 17, 3:22 PM ET
- Size
- 18.3 KB