4//SEC Filing
LEATHERBY DENNIS 4
Accession 0000100493-17-000108
CIK 0000100493other
Filed
Aug 14, 8:00 PM ET
Accepted
Aug 15, 4:37 PM ET
Size
24.2 KB
Accession
0000100493-17-000108
Insider Transaction Report
Form 4
LEATHERBY DENNIS
EVP & Chief Financial Officer
Transactions
- Other
Class A Common Stock
2016-12-21−5,777→ 375.236 total(indirect: Employee Stock Purchase Plan) - Other
Class A Common Stock
2016-12-21+5,777→ 155,020.115 total - Gift
Class A Common Stock
2016-12-21−9,000→ 146,020.115 total - Gift
Class A Common Stock
2016-12-21−1,000→ 145,020.115 total - Other
Class A Common Stock
2017-06-19+252.87→ 145,272.985 total - Other
Class A Common Stock
2017-08-10+1,050.926→ 1,426.162 total(indirect: Employee Stock Purchase Plan) - Exercise/Conversion
Class A Common Stock
2017-08-14$19.36/sh+70,600$1,366,816→ 215,872.985 total - Sale
Class A Common Stock
2017-08-14$65.99/sh−70,600$4,658,753→ 145,272.985 total - Exercise/Conversion
Class A Common Stock
2017-08-14$31.82/sh+74,500$2,370,590→ 219,772.985 total - Sale
Class A Common Stock
2017-08-14$65.96/sh−74,500$4,913,722→ 145,272.985 total - Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2017-08-14$19.36/sh−70,600$1,366,816→ 0 totalExercise: $19.36From: 2013-11-26Exp: 2022-11-26→ Class A Common Stock (70,600 underlying) - Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2017-08-14$31.82/sh−74,500$2,370,590→ 0 totalExercise: $31.82From: 2014-11-22Exp: 2023-11-22→ Class A Common Stock (74,500 underlying)
Footnotes (6)
- [F1]The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct.
- [F2]Includes 7,620.824 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,605.818 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,329.581 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved.
- [F3]Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
- [F4]Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
- [F5]This is a weighted average price. These shares were sold in multiple transactions on August 14, 2017 at prices ranging from $65.83 to $66.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F6]This is a weighted average price. These shares were sold in multiple transactions on August 14, 2017 at prices ranging from $65.83 to $66.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Documents
Issuer
TYSON FOODS INC
CIK 0000100493
Entity typeother
Related Parties
1- filerCIK 0001019048
Filing Metadata
- Form type
- 4
- Filed
- Aug 14, 8:00 PM ET
- Accepted
- Aug 15, 4:37 PM ET
- Size
- 24.2 KB