4//SEC Filing
Soderstrom Johanna 4
Accession 0000100493-20-000164
CIK 0000100493other
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 4:24 PM ET
Size
14.4 KB
Accession
0000100493-20-000164
Insider Transaction Report
Form 4
Soderstrom Johanna
EVP & Chief HR Officer
Transactions
- Other
Class A Common Stock
2020-09-16+37.455→ 5,833.633 total - Award
Class A Common Stock
2020-11-20+1,728.68→ 13,839.066 total - Award
Performance Shares
2020-11-20+25,107.012→ 25,107.012 total→ Class A Common Stock (25,107.012 underlying) - Award
Non-Qualified Stock Options (Right to Buy)
2020-11-20+32,011→ 32,011 totalExercise: $60.74From: 2021-11-20Exp: 2030-11-20→ Class A Common Stock (32,011 underlying) - Award
Class A Common Stock
2020-11-20+6,276.753→ 12,110.386 total
Footnotes (8)
- [F1]Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
- [F2]Includes 5,833.633 shares of Class A Common Stock which vest on August 7, 2023 if the performance goal described in the applicable Stock Incentive Agreement ("SIA") is achieved.
- [F3]Restricted Stock award of Class A Common Stock which vests on November 20, 2023.
- [F4]Includes 5,833.633 shares of Class A Common Stock which vest on August 7, 2023 if the performance goal described in the applicable SIA is achieved and 6,276.753 shares of Class A Common Stock which vest on November 20, 2023.
- [F5]Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- [F6]Includes 5,833.633 shares of Class A Common Stock which vest on August 7, 2023 if the performance goal described in the applicable SIA is achieved; 1,728.68 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022 and 6,276.753 shares of Class A Common Stock which vest on November 20, 2023.
- [F7]Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.
- [F8]These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.
Documents
Issuer
TYSON FOODS, INC.
CIK 0000100493
Entity typeother
Related Parties
1- filerCIK 0001628361
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 4:24 PM ET
- Size
- 14.4 KB