Home/Filings/4/0000100493-21-000046
4//SEC Filing

Stouffer Stephen R 4

Accession 0000100493-21-000046

CIK 0000100493other

Filed

Feb 18, 7:00 PM ET

Accepted

Feb 19, 5:17 PM ET

Size

252.9 KB

Accession

0000100493-21-000046

Insider Transaction Report

Form 4
Period: 2020-12-31
Stouffer Stephen R
President of Fresh Meats
Transactions
  • Gift

    Class A Common Stock

    2020-12-3132041,055.068 total
  • Award

    Class A Common Stock

    2021-02-17+8,643.39849,698.466 total
  • Award

    Class A Common Stock

    2021-02-17+8,149.4957,933.72 total
  • Award

    Performance Shares

    2021-02-17+17,286.79617,286.796 total
    Class A Common Stock (17,286.796 underlying)
  • Award

    Non-Qualified Stock Options (Right to Buy)

    2021-02-17+49,71249,712 total
    Exercise: $67.22From: 2021-11-20Exp: 2030-11-20Class A Common Stock (49,712 underlying)
Holdings
  • Class A Common Stock

    (indirect: Employee Stock Purchase Plan)
    3,914.943
Footnotes (6)
  • [F1]Restricted Stock award of Class A Common Stock which vests on November 20, 2023.
  • [F2]Award of restricted stock units ("RSUs") which vest in equal annual increments on November 20, 2021 and November 20, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
  • [F3]Includes 85.764 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
  • [F4]Includes 79.0762 shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
  • [F5]Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.
  • [F6]These options vest in equal annual increments on each of the first, second and third anniversary dates of November 20, 2020 and become fully vested November 20, 2023.

Issuer

TYSON FOODS, INC.

CIK 0000100493

Entity typeother

Related Parties

1
  • filerCIK 0001592293

Filing Metadata

Form type
4
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 5:17 PM ET
Size
252.9 KB