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4//SEC Filing

GLOBUS KENNETH H 4

Accession 0000101295-12-000001

CIK 0000101295other
View on SEC.govCompany Profile

Filed

Apr 17, 8:00 PM ET

Accepted

Apr 18, 2:13 PM ET

Size

7.3 KB

Accession

0000101295-12-000001

Insider Transaction Report

Form 4
Period: 2012-04-17
UNITED GUARDIAN INCUG
GLOBUS KENNETH H
Director
Transactions
  • Other

    Common Stock

    2012-04-17−77,000→ 1,401,293 total(indirect: SEE FOOTNOTE)
  • Other

    Common Stock

    2012-04-17−77,000→ 1,478,293 total(indirect: SEE FOOTNOTE)
Footnotes (5)
  • [F1]569,293 shares held directly and 909,000 owned beneficially
  • [F2]Transfer to the beneficiary of stock held in trust. No sale of stock involved.
  • [F3]569,293 shares held directly; 760,000 shares held indirectly as joint trustee (sole voting trustee) of the Alfred R. Globus Testamentary Trust; 77,000 shares held indirectly as trustee of daughter's trust; 72,000 shares owned by wife
  • [F4]569,293 shares held directly and 832,000 owned beneficially
  • [F5]569,293 shares held directly; 760,000 shares held indirectly as joint trustee (sole voting trustee) of the Alfred R. Globus Testamentary Trust; 72,000 shares owned by wife

Documents

1 file

Issuer

UNITED GUARDIAN INC

CIK 0000101295

→
Entity typeother

Related Parties

1
  • filerCIK 0000943504

Filing Metadata

Form type
4
Filed
Apr 17, 8:00 PM ET
Accepted
Apr 18, 2:13 PM ET
Size
7.3 KB
View on SEC.gov