UMB FINANCIAL CORP·4

Feb 10, 4:12 PM ET

Harris Amy 4

4 · UMB FINANCIAL CORP · Filed Feb 10, 2026

Research Summary

AI-generated summary of this filing

Updated

UMB Financial (UMBF) EVP Amy Harris Receives 1,425-Share Award

What Happened

  • Amy Harris, Executive Vice President and Chief Legal Officer of UMB Financial (UMBF), received a grant of 1,425 restricted stock units (RSUs) on Feb 9, 2026. The award was reported at $0.00 purchase price (typical for RSU grants).
  • On Feb 7, 2026, 161 shares were disposed (sold) at $134.32 per share to cover tax liability/dividend withholding, generating proceeds of $21,626. This withholding sale is routine when equity awards vest.

Key Details

  • Grant (A): 1,425 RSUs acquired on 2026-02-09; no cash purchase price reported ($0.00).
  • Withholding sale (F): 161 shares disposed on 2026-02-07 at $134.32 each, proceeds $21,626.
  • Vesting schedule (footnote): The RSUs vest 33% on Feb 9, 2027; 33% on Feb 9, 2028; and 34% on Feb 9, 2029.
  • Footnote on withholding/dividends: The disposition reflects dividends earned upon vesting of the underlying RSUs (footnote F1).
  • Shares owned after the transactions: Not specified in this filing.
  • Filing: Form 4 filed on 2026-02-10; the form does not indicate a late filing.

Context

  • The 1,425 RSUs are an award (compensation), not an open-market purchase — RSUs convert to common shares as they vest on the schedule above.
  • The 161-share sale was a tax/dividend withholding action related to the equity award (common and administrative), not an open-market sell signal about company outlook.

Insider Transaction Report

Form 4
Period: 2026-02-07
Harris Amy
EVP and Chief Legal Officer
Transactions
  • Tax Payment

    Common Stock

    [F1]
    2026-02-07$134.32/sh161$21,6266,675 total
  • Award

    Common Stock

    [F2]
    2026-02-09+1,4258,104 total
Holdings
  • Common Stock

    (indirect: By ESOP)
    92.223
Footnotes (2)
  • [F1]Reflects dividends earned upon vesting of the underlying restricted stock unit.
  • [F2]These restricted share units vest: 33% on February 9, 2027; 33% February 9, 2028; and 34% on February 9, 2029.
Signature
/s/ Jason D. Bartel, attorney-in-fact for Ms. Harris|2026-02-10

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT