Newton Nikki Farentino 4

What Happened
Newton Nikki Farentino, President of Private Wealth Management at UMB Financial (UMBF), had 236 shares disposed on February 9, 2026 to satisfy a tax liability related to vesting. The shares were valued at $134.29 each, for a total disposition of approximately $31,692. This was a tax-withholding sale tied to vesting (routine), not an open-market sale intended as a cashing-out investment decision.

Key Details

• Transaction date and price: 2026-02-09 at $134.29 per share.
• Shares disposed: 236; total value ≈ $31,692.
• Shares owned after transaction: not disclosed in the provided excerpt.
• Transaction code: F — payment of exercise price or tax liability (used here for tax withholding on vesting).
• Footnotes: F1 — reflects dividends earned upon vesting of the underlying restricted stock unit; F2 — notes ESOP allocations/dispositions since last report.
• Filing timeliness: Report filed 2026-02-11 for a 2026-02-09 transaction (filed within the typical two-business-day Form 4 window).

Context
This was a routine withholding disposition tied to restricted stock unit vesting (not a directional buy or sell signal). Such transactions are common when companies satisfy tax obligations by retaining or selling a portion of vested shares; they do not necessarily indicate insider sentiment about the company's prospects.