UMB FINANCIAL CORP·4

Feb 12, 4:16 PM ET

Johnson Shannon Andresen 4

4 · UMB FINANCIAL CORP · Filed Feb 12, 2026

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UMB Financial (UMBF) Shannon Andresen (CAO) Surrenders 215 Shares for Taxes

What Happened Shannon Andresen, Chief Administrative Officer of UMB Financial Corp (UMBF), had 215 shares disposed to satisfy tax withholding related to restricted stock vesting. The shares were valued at $132.87 each, for a total value of approximately $28,567. This was a tax-withholding/share-surrender transaction (code F), not an open-market sale.

Key Details

  • Transaction date: 2026-02-10; Form 4 filed: 2026-02-12 (filed within the standard 2-business-day window).
  • Shares involved: 215 shares surrendered/forfeited at $132.87 per share; total value ~$28,567.
  • Transaction type/code: F — payment of exercise price or tax liability via share disposition.
  • Footnote: F1 — amount reflects dividends earned upon vesting of the underlying restricted stock unit.
  • Shares owned after transaction: Not specified in the provided filing.

Context This was a routine tax-withholding action tied to RSU vesting (including dividend equivalents), not a discretionary market sale or purchase. Such share surrenders are common when companies or insiders satisfy tax obligations upon vesting and generally do not by themselves signal a change in insider sentiment.

Insider Transaction Report

Form 4
Period: 2026-02-10
Johnson Shannon Andresen
Chief Administrative Officer
Transactions
  • Tax Payment

    Common Stock

    [F1]
    2026-02-10$132.87/sh215$28,56734,888.125 total
Holdings
  • Common Stock

    (indirect: By ESOP)
    351.131
Footnotes (1)
  • [F1]Reflects dividends earned upon vesting of the underlying restricted stock unit.
Signature
/s/ Jason D. Bartel, attorney-in-fact for Ms. Johnson|2026-02-12

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT