UNITED TECHNOLOGIES CORP /DE/·4

Nov 7, 4:32 PM ET

AKLILU TESFAYE 4

4 · UNITED TECHNOLOGIES CORP /DE/ · Filed Nov 7, 2003

Insider Transaction Report

Form 4
Period: 2003-11-06
AKLILU TESFAYE
VP, Quality and Manufacturing
Transactions
  • Conversion

    Common Stock

    2003-11-06$87.33/sh+753.74$65,824753.74 total(indirect: By Trust)
  • Conversion

    ESOP Series A Convertible Preferred Stock

    2003-11-06188.4350 total(indirect: By Trust)
    Exercise: $0.00From: 2003-11-06Common Stock (753.74 underlying)
Footnotes (1)
  • [F1]Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock.

Documents

1 file
  • 4
    akl156.xmlPrimary