4//SEC Filing
KALLMAN TODD 4
Accession 0000101829-03-000347
CIK 0000101829other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 4:46 PM ET
Size
7.3 KB
Accession
0000101829-03-000347
Insider Transaction Report
Form 4
KALLMAN TODD
VP of Corp. Strategy & Dev.
Transactions
- Conversion
ESOP Series A Convertible Preferred Stock
2003-11-06−49.122→ 0 total(indirect: By ESOP)Exercise: $0.00From: 2003-11-06→ Common Stock (196.488 underlying) - Conversion
Common Stock
2003-11-06$87.33/sh+196.488$17,159→ 196.488 total(indirect: By Trust)
Holdings
- 5,000
Common Stock
Footnotes (2)
- [F1]The reporting person also directly owns 5,000 shares of United Technologies Restricted Common Stock.
- [F2]Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock.
Documents
Issuer
UNITED TECHNOLOGIES CORP /DE/
CIK 0000101829
Entity typeother
Related Parties
1- filerCIK 0001225308
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 4:46 PM ET
- Size
- 7.3 KB