ROBERT OLIVIER J 4
4 · UNITED TECHNOLOGIES CORP /DE/ · Filed Nov 7, 2003
Insider Transaction Report
Form 4
ROBERT OLIVIER J
President, Chubb PLC
Transactions
- Conversion
Common Stock
2003-11-06$87.33/sh+217.516$18,996→ 217.516 total(indirect: By Trust) - Conversion
ESOP Series A Convertible Preferred Stock
2003-11-06−54.379→ 0 total(indirect: By ESOP)Exercise: $0.00From: 2003-11-06→ Common Stock (217.516 underlying)
Footnotes (2)
- [F1]The reporting person also directly owns 2,340 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock.
- [F2]Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock.