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4//SEC Filing

UNITED TECHNOLOGIES CORP /DE/ 4

Accession 0000101829-06-000145

$RTXCIK 0000101829operating

View on SEC.gov Company Profile

Filed

Nov 26, 7:00 PM ET

Accepted

Nov 27, 4:34 PM ET

Size

32.0 KB

Accession

0000101829-06-000145

Insider Transaction Report

Form 4

Period: 2006-11-22

UNITED TECHNOLOGIES CORP /DE/UTX

BUCKNALL WILLIAM L JR

SVP, Human Resources & Org.

Transactions

Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-11-22−120,000→ 0 total
Exercise: $27.00From: 2002-01-04Exp: 2009-01-03→ Common Stock (120,000 underlying)
Sale
Common Stock
2006-11-22$65.80/sh−13,800$908,040→ 200,859 total
Exercise/Conversion
Common Stock
2006-11-22$27.00/sh+120,000$3,240,000→ 183,739 total
Sale
Common Stock
2006-11-22$65.84/sh−4,720$310,765→ 146,139 total
Exercise/Conversion
Common Stock
2006-11-22$31.25/sh+30,920$966,250→ 214,659 total
Sale
Common Stock
2006-11-22$65.85/sh−10,300$678,255→ 135,839 total
Sale
Common Stock
2006-11-22$65.84/sh−5,000$329,192→ 155,859 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-11-22−30,920→ 69,080 total
Exercise: $31.25From: 2003-01-03Exp: 2010-01-02→ Common Stock (30,920 underlying)
Sale
Common Stock
2006-11-22$66.05/sh−15,000$990,776→ 105,839 total
Sale
Common Stock
2006-11-22$65.82/sh−30,000$1,974,600→ 170,859 total
Sale
Common Stock
2006-11-22$65.83/sh−10,000$658,300→ 160,859 total
Sale
Common Stock
2006-11-22$66.10/sh−22,100$1,460,810→ 78,739 total

Holdings

Common Stock
(indirect: By Trust)
1,872.82

Footnotes (1)

[F1]The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock.

Documents

1 file

4
buc573.xmlPrimary

Issuer

UNITED TECHNOLOGIES CORP /DE/

CIK 0000101829

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000101829

Filing Metadata

Form type: 4
Filed: Nov 26, 7:00 PM ET
Accepted: Nov 27, 4:34 PM ET
Size: 32.0 KB

View on SEC.gov