Brega Joao Carlos 4
4 · WHIRLPOOL CORP /DE/ · Filed Feb 8, 2021
Insider Transaction Report
Form 4
Brega Joao Carlos
Executive Vice President
Transactions
- Sale
Common
2021-02-04$191.34/sh−3,000$574,020→ 27,571 total - Exercise/Conversion
Common
2021-02-05$132.19/sh+1,866$246,667→ 29,437 total - Exercise/Conversion
Common Stock
2021-02-08$139.36/sh+3,291$458,634→ 30,814 total - Exercise/Conversion
Common
2021-02-04$132.19/sh+3,000$396,570→ 30,571 total - Sale
Common Stock
2021-02-08$199.53/sh−8,243$1,644,726→ 22,571 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-02-08−3,291→ 6,578 totalExercise: $139.36From: 2020-02-18Exp: 2029-02-18→ Common Stock (3,291 underlying) - Sale
Common
2021-02-05$190.23/sh−6,866$1,306,119→ 22,571 total - Exercise/Conversion
Common Stock
2021-02-08$138.56/sh+4,952$686,149→ 27,523 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2021-02-04−3,000→ 1,866 totalExercise: $132.19From: 2017-02-15Exp: 2026-02-15→ Common (3,000 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2021-02-05−1,866→ 0 totalExercise: $132.19From: 2017-02-15Exp: 2026-02-15→ Common (1,866 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2021-02-08−4,952→ 0 totalExercise: $138.56From: 2015-02-17Exp: 2024-02-17→ Common Stock (4,952 underlying)
Footnotes (4)
- [F1]Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares at prices ranging from $191.03 to $191.82. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
- [F2]Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares, as well as an additional 5,000 directly held shares of common stock, at prices ranging from $190.00 to $190.58. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
- [F3]Exercise of stock options that were due to expire on 2/17/24 and 2/18/29, respectively, and sale of the underlying shares at prices ranging from $199.50 to $199.67. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
- [F4]Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.