Brega Joao Carlos 4

Accession 0000106640-21-000019

CIK 0000106640other

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 6:04 PM ET

Size

22.9 KB

Accession

0000106640-21-000019

Form 4

Period: 2021-02-04

Executive Vice President

Transactions

Sale
Common
2021-02-04$191.34/sh−3,000$574,020→ 27,571 total
Exercise/Conversion
Common
2021-02-05$132.19/sh+1,866$246,667→ 29,437 total
Exercise/Conversion
Common Stock
2021-02-08$139.36/sh+3,291$458,634→ 30,814 total
Exercise/Conversion
Common
2021-02-04$132.19/sh+3,000$396,570→ 30,571 total
Sale
Common Stock
2021-02-08$199.53/sh−8,243$1,644,726→ 22,571 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-02-08−3,291→ 6,578 total
Exercise: $139.36From: 2020-02-18Exp: 2029-02-18→ Common Stock (3,291 underlying)
Sale
Common
2021-02-05$190.23/sh−6,866$1,306,119→ 22,571 total
Exercise/Conversion
Common Stock
2021-02-08$138.56/sh+4,952$686,149→ 27,523 total
Exercise/Conversion
Employee Stock Options (Right to Buy)
2021-02-04−3,000→ 1,866 total
Exercise: $132.19From: 2017-02-15Exp: 2026-02-15→ Common (3,000 underlying)
Exercise/Conversion
Employee Stock Options (Right to Buy)
2021-02-05−1,866→ 0 total
Exercise: $132.19From: 2017-02-15Exp: 2026-02-15→ Common (1,866 underlying)
Exercise/Conversion
Employee Stock Options (Right to Buy)
2021-02-08−4,952→ 0 total
Exercise: $138.56From: 2015-02-17Exp: 2024-02-17→ Common Stock (4,952 underlying)

Footnotes (4)

[F1]Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares at prices ranging from $191.03 to $191.82. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
[F2]Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares, as well as an additional 5,000 directly held shares of common stock, at prices ranging from $190.00 to $190.58. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
[F3]Exercise of stock options that were due to expire on 2/17/24 and 2/18/29, respectively, and sale of the underlying shares at prices ranging from $199.50 to $199.67. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
[F4]Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.

Documents

1 file

WHIRLPOOL CORP /DE/

CIK 0000106640

Entity typeother