DUBE ANSHUMAN 4
4 · OXIS INTERNATIONAL INC · Filed Jan 19, 2011
Insider Transaction Report
Form 4
OXIS INTERNATIONAL INCOXIS.OB
DUBE ANSHUMAN
Director10% Owner
Transactions
- Sale
Common Stock
2010-12-27$0.13/sh−360,100$47,209→ 0 total(indirect: By LLC) - Conversion
0% Convertible Debenture
2010-12-23$0.05/sh−700,000$35,000→ 1,100,000 total(indirect: By LLC)Exercise: $0.05From: 2009-10-01Exp: 2011-09-30→ Common Stock (700,000 underlying) - Sale
Common Stock
2010-12-23$0.13/sh−339,900$44,187→ 360,100 total(indirect: By LLC) - Conversion
Common Stock
2010-12-23$0.05/sh+700,000$35,000→ 700,000 total(indirect: By LLC)
Footnotes (2)
- [F1]Sale of common stock acquired through partial conversion of underlying debenture.
- [F2]The reporting person is a managing director of Theorem Group, LLC. The reporting person disclaims beneficial ownership of the securities held by Theorem Group, LLC, except to the extent of his pecuniary interest therein.