4//SEC Filing
DUBE ANSHUMAN 4
Accession 0000109657-11-000008
CIK 0000109657other
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 8:34 PM ET
Size
11.3 KB
Accession
0000109657-11-000008
Insider Transaction Report
Form 4
OXIS INTERNATIONAL INCOXIS.OB
DUBE ANSHUMAN
Director10% Owner
Transactions
- Sale
Common Stock
2010-12-27$0.13/sh−360,100$47,209→ 0 total(indirect: By LLC) - Conversion
0% Convertible Debenture
2010-12-23$0.05/sh−700,000$35,000→ 1,100,000 total(indirect: By LLC)Exercise: $0.05From: 2009-10-01Exp: 2011-09-30→ Common Stock (700,000 underlying) - Sale
Common Stock
2010-12-23$0.13/sh−339,900$44,187→ 360,100 total(indirect: By LLC) - Conversion
Common Stock
2010-12-23$0.05/sh+700,000$35,000→ 700,000 total(indirect: By LLC)
Footnotes (2)
- [F1]Sale of common stock acquired through partial conversion of underlying debenture.
- [F2]The reporting person is a managing director of Theorem Group, LLC. The reporting person disclaims beneficial ownership of the securities held by Theorem Group, LLC, except to the extent of his pecuniary interest therein.
Documents
Issuer
OXIS INTERNATIONAL INC
CIK 0000109657
Entity typeother
Related Parties
1- filerCIK 0001223658
Filing Metadata
- Form type
- 4
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 8:34 PM ET
- Size
- 11.3 KB