4//SEC Filing
DEYO RUSSELL C 4
Accession 0000200406-11-000115
CIK 0000200406other
Filed
Nov 3, 8:00 PM ET
Accepted
Nov 4, 4:53 PM ET
Size
17.7 KB
Accession
0000200406-11-000115
Insider Transaction Report
Form 4
DEYO RUSSELL C
VP, General Counsel
Transactions
- Exercise/Conversion
Common Stock
2011-11-03$57.30/sh+123,300$7,065,090→ 272,080 total - Gift
Common Stock
2011-06-16+594→ 2,634 total(indirect: By Daughter) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-11-03−123,300→ 0 totalExercise: $57.30From: 2005-02-12Exp: 2012-02-10→ Common Stock (123,300 underlying) - Other
Common Stock
2011-10-31+317→ 7,156 total(indirect: By 401(k)) - Sale
Common Stock
2011-11-03$64.09/sh−123,300$7,902,297→ 148,780 total - Gift
Common Stock
2011-06-16−1,188→ 0 total(indirect: By GRAT) - Gift
Common Stock
2011-06-16+594→ 3,333 total(indirect: By Son)
Holdings
- 1,703(indirect: By 401(k))
Common Stock
- 10,771(indirect: By Spouse)
Common Stock
Footnotes (7)
- [F1]Adjusted to reflect: 03/10/2011 addition of 2,551 shares formerly held by GRAT; and 06/16/11 addition of 973 shares formerly held by GRAT.
- [F2]On May 26, 2004, the reporting person contributed shares of common stock to a grantor retained annuity trust for the benefit of himself and his children. Upon termination of the trust, on June 16, 2011, 594 shares were transferred to each of the reporting person's children. The remaining 973 shares were distributed to the reporting person and continue to be reported in this Form 4 as directly owned.
- [F3]This transaction was executed in multiple trades at prices ranging from $64.00 to $64.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]Shares acquired in the Johnson & Johnson Stock Fund under the 401(k) Savings Plan as of Plan's most recent reporting date (10/31/2011).
- [F5]Shares held by ESOP under Johnson & Johnson's 401(k) Savings Plan as of Plan's most recent reporting date (10/31/2011).
- [F6]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F7]Awarded under Issuer's Stock Option Plan and exercisable in full starting three years from date of grant.
Documents
Issuer
JOHNSON & JOHNSON
CIK 0000200406
Entity typeother
Related Parties
1- filerCIK 0001189000
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 8:00 PM ET
- Accepted
- Nov 4, 4:53 PM ET
- Size
- 17.7 KB