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4//SEC Filing

MALONE DOUGLAS J 4

Accession 0000313716-18-000054

CIK 0000313716other

Filed

May 29, 8:00 PM ET

Accepted

May 30, 4:37 PM ET

Size

12.2 KB

Accession

0000313716-18-000054

Insider Transaction Report

Form 4
Period: 2018-05-25
MALONE DOUGLAS J
Corporate Controller
Transactions
  • Disposition to Issuer

    Common Stock

    2018-05-25$18.50/sh18,771$347,2640 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2018-05-25$6.40/sh15,000$96,0000 total
    Exercise: $12.10Exp: 2027-07-30Common Stock (15,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2018-05-25$6.40/sh15,000$96,0000 total
    Exercise: $12.10Exp: 2027-07-30Common Stock (15,000 underlying)
  • Award

    Common Stock

    2018-05-25+6,35018,771 total
Footnotes (4)
  • [F1]Shares reported as acquired are performance shares which were to vest upon the completion of certain milestones associated with the economic performance of the issuer. On May 25, 2018, the reporting person became the beneficial owner of the shares upon their vesting pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").
  • [F2]Shares disposed of for cash consideration pursuant to the Merger Agreement.
  • [F3]On July 31, 2017, the reporting person was granted an option to purchase 15,000 shares of Hardinge Inc. common stock, which option was to vest in two (2) equal annual installments beginning July 31, 2019. On May 25, 2018, the option was cancelled pursuant to the Merger Agreement, whereupon the reporting person received a cash payment of $96,000, representing the difference between the market value of the underlying Hardinge Inc. common stock as of said date ($18.50 per share) and the exercise price of the option.
  • [F4]On July 31, 2017, the reporting person was granted an option to purchase 15,000 shares of Hardinge Inc. common stock, which option was to vest upon completion of certain milestones associated with the economic performance of the issuer over a three year period beginning on the grant date. On May 25, 2018, the option was cancelled pursuant to the Merger Agreement, whereupon the reporting person received a cash payment of $96,000, representing the difference between the market value of the underlying Hardinge Inc. common stock as of said date ($18.50 per share) and the exercise price of the option.

Issuer

HARDINGE INC

CIK 0000313716

Entity typeother

Related Parties

1
  • filerCIK 0001520078

Filing Metadata

Form type
4
Filed
May 29, 8:00 PM ET
Accepted
May 30, 4:37 PM ET
Size
12.2 KB