4//SEC Filing
Gilles Jean H 4
Accession 0000315189-18-000009
CIK 0000315189other
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 10:16 AM ET
Size
19.2 KB
Accession
0000315189-18-000009
Insider Transaction Report
Form 4
Gilles Jean H
Senior Vice President
Transactions
- Exercise/Conversion
$1 Par Common Stock
2018-02-21$74.24/sh+14,983$1,112,338→ 83,930 total - Sale
$1 Par Common Stock
2018-02-21$165.18/sh−8,200$1,354,504→ 68,947 total - Sale
$1 Par Common Stock
2018-02-21$166.23/sh−14,983$2,490,686→ 68,947 total - Exercise/Conversion
Market Priced Options
2018-02-21−23,183→ 0 totalExercise: $74.24Exp: 2021-12-14→ Common Stock (23,183 underlying) - Exercise/Conversion
Market Priced Options
2018-02-21−9,000→ 15,083 totalExercise: $86.36Exp: 2022-12-12→ Common Stock (9,000 underlying) - Exercise/Conversion
$1 Par Common Stock
2018-02-21$74.24/sh+8,200$608,768→ 77,147 total - Exercise/Conversion
$1 Par Common Stock
2018-02-21$86.36/sh+9,000$777,240→ 77,947 total - Sale
$1 Par Common Stock
2018-02-21$166.23/sh−9,000$1,496,107→ 68,947 total
Holdings
- 12(indirect: By Son)
$1 Par Common Stock
Footnotes (7)
- [F1]Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted November 28, 2017.
- [F2]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.80 to $165.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.80 to $166.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]Includes 32,325 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
- [F5]All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- [F6]The options became exercisable in three approximately equal installments on December 14, 2012, 2013 and 2014.
- [F7]The options became exercisable in three approximately equal installments on December 12, 2013, 2014 and 2015.
Documents
Issuer
DEERE & CO
CIK 0000315189
Entity typeother
Related Parties
1- filerCIK 0001465591
Filing Metadata
- Form type
- 4
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 10:16 AM ET
- Size
- 19.2 KB