4//SEC Filing
ALLEN SAMUEL R 4
Accession 0000315189-19-000019
CIK 0000315189other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 5:01 PM ET
Size
13.8 KB
Accession
0000315189-19-000019
Insider Transaction Report
Form 4
ALLEN SAMUEL R
DirectorPresident & CEO
Transactions
- Sale
$1 Par Common Stock
2019-11-04$179.06/sh−2,100$376,031→ 311,343.517 total - Exercise/Conversion
Market Priced Options
2019-11-04−114,253→ 0 totalExercise: $80.61Exp: 2020-12-08→ Common Stock (114,253 underlying) - Sale
$1 Par Common Stock
2019-11-04$178.28/sh−112,153$19,995,186→ 311,343.517 total - Exercise/Conversion
$1 Par Common Stock
2019-11-04$80.61/sh+112,153$9,040,653→ 423,496.517 total - Exercise/Conversion
$1 Par Common Stock
2019-11-04$80.61/sh+2,100$169,281→ 313,443.517 total
Holdings
- 47,203(indirect: By LLC)
$1 Par Common Stock
Footnotes (6)
- [F1]Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2018.
- [F2]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.00 to $178.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.02 to $179.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]Includes 122,483 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
- [F5]All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- [F6]The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013.
Documents
Issuer
DEERE & CO
CIK 0000315189
Entity typeother
Related Parties
1- filerCIK 0001196901
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 5:01 PM ET
- Size
- 13.8 KB