4//SEC Filing
von Pentz Markwart 4
Accession 0000315189-23-000019
CIK 0000315189other
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 11:06 AM ET
Size
29.6 KB
Accession
0000315189-23-000019
Insider Transaction Report
Form 4
von Pentz Markwart
Pres.Ag&Turf Div Eur.,Afr.,ME
Transactions
- Sale
$1 Par Common Stock
2023-06-07$383.43/sh−725$277,985→ 57,115 total - Sale
$1 Par Common Stock
2023-06-07$379.09/sh−1,207$457,557→ 69,860 total - Sale
$1 Par Common Stock
2023-06-07$379.14/sh−1,100$417,052→ 69,996 total - Sale
$1 Par Common Stock
2023-06-07$380.61/sh−2,870$1,092,362→ 67,126 total - Exercise/Conversion
$1 Par Common Stock
2023-06-07$148.14/sh+13,952$2,066,849→ 71,067 total - Exercise/Conversion
$1 Par Common Stock
2023-06-07$151.95/sh+13,981$2,124,413→ 71,096 total - Sale
$1 Par Common Stock
2023-06-07$381.63/sh−4,848$1,850,123→ 62,278 total - Sale
$1 Par Common Stock
2023-06-07$382.52/sh−4,263$1,630,670→ 58,015 total - Sale
$1 Par Common Stock
2023-06-07$383.39/sh−900$345,048→ 57,115 total - Exercise/Conversion
Market Priced Options
2023-06-07−13,981→ 0 totalExercise: $151.95Exp: 2027-12-13→ Common Stock (13,981 underlying) - Sale
$1 Par Common Stock
2023-06-07$380.58/sh−2,634$1,002,445→ 67,226 total - Sale
$1 Par Common Stock
2023-06-07$381.60/sh−4,980$1,900,383→ 62,246 total - Sale
$1 Par Common Stock
2023-06-07$382.53/sh−4,406$1,685,414→ 57,840 total - Exercise/Conversion
Market Priced Options
2023-06-07−13,952→ 0 totalExercise: $148.14Exp: 2028-12-12→ Common Stock (13,952 underlying)
Footnotes (15)
- [F1]Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.
- [F10]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.17 to $383.03, inclusive.
- [F11]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.26 to $383.86, inclusive.
- [F12]Includes 5,203 restricted stock units awarded under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
- [F13]All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- [F14]The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.
- [F15]The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021.
- [F2]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 11.
- [F3]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.06 to $381.04.
- [F4]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.08 to $382.06, inclusive.
- [F5]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.08 to $383.07, inclusive.
- [F6]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.20 to $383.625, inclusive.
- [F7]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive.
- [F8]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.11 to $381.08, inclusive.
- [F9]The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.115 to $382.105, inclusive.
Documents
Issuer
DEERE & CO
CIK 0000315189
Entity typeother
Related Parties
1- filerCIK 0001411741
Filing Metadata
- Form type
- 4
- Filed
- Jun 7, 8:00 PM ET
- Accepted
- Jun 8, 11:06 AM ET
- Size
- 29.6 KB