4//SEC Filing
QUIST GEORGE ROBERT JR 4
Accession 0000318673-04-000023
CIK 0000318673other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 12:55 PM ET
Size
44.7 KB
Accession
0000318673-04-000023
Insider Transaction Report
Form 4
QUIST GEORGE ROBERT JR
First V.P., Secretary
Transactions
- Sale
Class A Common Stock
2003-11-21$6.80/sh−200$1,360→ 26,971 total - Sale
Class A Common Stock
2003-12-03$7.00/sh−1,000$7,000→ 19,171 total - Exercise/Conversion
Employee Stock Option (right to buy)
2004-03-31−4,189→ 0 totalExercise: $2.40From: 2002-11-29Exp: 2011-11-29→ Class A Common Stock (4,189 underlying) - Sale
Class A Common Stock
2003-11-26$6.90/sh−800$5,520→ 22,171 total - Sale
Class A Common Stock
2003-11-26$6.91/sh−700$4,837→ 22,971 total - Sale
Class A Common Stock
2004-01-30$8.26/sh−700$5,782→ 18,171 total - Sale
Class A Common Stock
2004-04-29$6.75/sh−250$1,688→ 24,533 total - Sale
Class A Common Stock
2003-10-31$6.20/sh−1,000$6,200→ 31,371 total - Exercise/Conversion
Employee Stock Option (right to buy)
2004-03-31−2,673→ 0 totalExercise: $4.26From: 2002-11-27Exp: 2012-11-27→ Class A Common Stock (2,673 underlying) - Sale
Class A Common Stock
2003-11-17$7.00/sh−700$4,900→ 28,371 total - Sale
Class A Common Stock
2003-11-17$7.01/sh−300$2,103→ 29,071 total - Sale
Class A Common Stock
2003-12-01$6.56/sh−1,300$8,528→ 20,671 total - Award
Employee Stock Option (right to buy)
2003-03-21+35,000→ 35,000 totalExercise: $5.90From: 2003-03-23Exp: 2013-03-21→ Class A Common Stock (35,000 underlying) - Sale
Class A Common Stock
2003-11-25$6.73/sh−1,000$6,730→ 23,671 total - Exercise/Conversion
Class A Common Stock
2004-03-31$4.26/sh+2,673$11,387→ 25,033 total - Sale
Class A Common Stock
2003-11-18$6.78/sh−800$5,424→ 27,171 total - Sale
Class A Common Stock
2003-11-21$6.71/sh−2,300$15,433→ 24,671 total - Sale
Class A Common Stock
2003-12-01$6.58/sh−200$1,316→ 21,971 total - Sale
Class A Common Stock
2004-01-30$8.36/sh−300$2,508→ 18,871 total - Sale
Class A Common Stock
2003-11-14$6.50/sh−1,000$6,500→ 29,371 total - Sale
Class A Common Stock
2003-11-18$7.10/sh−200$1,420→ 28,171 total - Sale
Class A Common Stock
2003-12-02$6.90/sh−500$3,450→ 20,171 total - Sale
Class A Common Stock
2003-11-13$6.10/sh−1,000$6,100→ 30,371 total - Sale
Class A Common Stock
2004-04-28$5.78/sh−250$1,445→ 24,783 total - Exercise/Conversion
Class A Common Stock
2004-03-31$2.40/sh+4,189$10,054→ 22,360 total
Footnotes (4)
- [F1]Includes 5,462 shares of Class A Common Stock owned jointly by the reporting person and his wife, Beth Quist. On January 19, 2004, the reporting person received 700 shares of Class A Common Stock pursuant to a 5% stock dividend declared on December 4, 2003. Does not include 21,832 shares of Class C Common Stock owned jointly by the reporting person and his wife, Beth Quist, and 32,238 shares of Class A Common Stock and 175,957 shares of Class C Common Stock owned indirectly by the reporting person, including (A) 8,866 shares of Class A Common Stock acquired pursuant to the Security National Financial Corporation Tax-Favored Retirement Savings Plan (401(k) Plan) and allocated to the reporting person's account (including 656 shares of Class A Common Stock the reporting person acquired under the 401(k) Plan between April 1, 2003 and March 31, 2004, and 366 shares of Class A Common Stock that were allocated to the reporting
- [F2]person's account on January 19, 2004 pursuant to a 5% stock dividend declared on December 4, 2003), of which the reporting person disclaims voting and investment powers with respect to such shares; (B) 704 shares of Class A Common Stock and 14,990 shares of Class C Common Stock held by Associated Investors, a Utah general partnership (including 185 shares of Class A Common Stock and 1,310 shares of Class C Common Stock that were allocated to the reporting persons partner's account on January 19, 2004 pursuant to a 5% stock dividend declared on December 4, 2003), of which the reporting person disclaims voting and investment powers with respect to such shares; (C) 12,959 shares of Class A Common Stock and 160,967 shares of Class C Common Stock acquired under the Security National Financial Corporation Employee Stock Ownership Plan (ESOP), in reliance on old Rule 16a-8(g)(3) (including 617 shares of Class A Common Stock and 7,665 shares of Class C Common Stock that were
- [F3]allocated to the reporting person's account on January 19, 2004 pursuant to a 5% stock dividend declared on December 4, 2003), of which the reporting person disclaims voting and investment powers with respect to such shares; and (D) 9,709 shares of Class A Common Stock acquired under the Security National Financial Corporation Deferred Compensation Plan (including 1,566 shares of Class A Common Stock the reporting person acquired under the Deferred Compensation Plan between April 1, 2003 and March 31, 2004, and 462 shares of Class A Common Stock that were allocated to the reporting person's account on January 19, 2004 pursuant to a 5% stock dividend on December 4, 2003), of which the reporting person disclaims voting powers with respect to such shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F4]Grant to reporting person of options to purchase 35,000 shares of Class A Common Stock under the Security National Financial Corporation 1993 Stock Option Plan. The options became exercisable on March 31, 2003, but any shares of Class A Common Stock acquried from the exercise of the options shall be forfeited if the reporting person does not remain employed by the Company for the later of (i) five years following the date of grant or March 21, 2008, or (ii) two years following the date these options have been exercised by the reporting person.
Documents
Issuer
SECURITY NATIONAL FINANCIAL CORP
CIK 0000318673
Entity typeother
Related Parties
1- filerCIK 0001268847
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 12:55 PM ET
- Size
- 44.7 KB