4//SEC Filing
LEE GREG 4
Accession 0000319256-04-000016
CIK 0000319256other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 7:09 PM ET
Size
9.7 KB
Accession
0000319256-04-000016
Insider Transaction Report
Form 4
LEE GREG
Senior Vice President
Transactions
- Other
Common Share Units
2004-01-01$45.18/sh+35,000$1,581,300→ 35,000 totalExercise: $0.00→ Common Shares (35,000 underlying) - Other
Common Shares
2004-01-01$45.18/sh−35,000$1,581,300→ 1,000 total - Award
Common Share Units
2004-01-02$44.87/sh+3.64$163→ 622.94 totalExercise: $0.00→ Common Shares (3.64 underlying)
Footnotes (4)
- [F1]Upon unrestriction, the shares have been surrendered to the company in exchange for common share units held in the non-diversifiable account of the Sears Stock Deferred Compensation Plan. The common share units are to be settled in cash either in a lump sum or in a series of annual payments following seperation from service.
- [F2]These common share units are held in the non-diversifiable account of the Sears Stock Deferred Compensation Plan. The common share units are to be settled in cash either in a lump sum or in a series of annual payments following seperation from service.
- [F3]The common share units were acquired by the reporting person pursuant to Sears Deferred Compensation Plan and represent salary and long-term incentive payout deferred under that Plan and converted 1 for 1 into units based on the market price of Sears common shares on the date of salary or long-term payout deferral. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units.
- [F4]The common share units are to be settled in cash either in a lump sum or in a series of annual payments following the reporting p erson's separation from service.
Documents
Issuer
SEARS ROEBUCK & CO
CIK 0000319256
Entity typeother
Related Parties
1- filerCIK 0001200233
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 7:09 PM ET
- Size
- 9.7 KB