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4//SEC Filing

SEARS ROEBUCK & CO 4

Accession 0000319256-04-000228

CIK 0000319256operating

View on SEC.gov Company Profile

Filed

Dec 5, 7:00 PM ET

Accepted

Dec 6, 11:10 AM ET

Size

28.1 KB

Accession

0000319256-04-000228

Insider Transaction Report

Form 4

Period: 2004-12-03

SEARS ROEBUCK & COS

WHITE WILLIAM C III

Executive Vice President

Transactions

Sale
Common Shares
2004-12-03$52.35/sh−9,200$481,620→ 95,600 total
Exercise/Conversion
Option (Right to Buy)
2004-12-03−9,000→ 0 total
Exercise: $37.94Exp: 2011-10-10→ Common Shares (9,000 underlying)
Exercise/Conversion
Option (Right To Buy)
2004-12-03−6,134→ 6,133 total
Exercise: $38.65Exp: 2011-02-14→ Common Shares (6,134 underlying)
Exercise/Conversion
Common Shares
2004-12-03$44.53/sh+38,000$1,692,140→ 104,800 total
Exercise/Conversion
Option (Right to Buy)
2004-12-03−38,000→ 0 total
Exercise: $44.53From: 2004-12-01Exp: 2014-02-04→ Common Shares (38,000 underlying)
Exercise/Conversion
Common Shares
2004-12-03$37.94/sh+9,000$341,460→ 50,134 total
Exercise/Conversion
Common Shares
2004-12-03$38.65/sh+6,134$237,079→ 41,134 total
Exercise/Conversion
Common Shares
2004-12-03$21.64/sh+10,000$216,400→ 60,134 total
Exercise/Conversion
Common Shares
2004-12-03$27.12/sh+6,666$180,782→ 66,800 total
Sale
Common Shares
2004-12-03$52.34/sh−60,400$3,161,336→ 35,200 total
Exercise/Conversion
Option (Right to Buy)
2004-12-03−10,000→ 20,000 total
Exercise: $21.64Exp: 2013-02-13→ Common Shares (10,000 underlying)
Sale
Common Shares
2004-12-03$52.32/sh−200$10,464→ 35,000 total
Exercise/Conversion
Option (Right to Buy)
2004-12-03−6,666→ 13,334 total
Exercise: $27.12Exp: 2013-04-25→ Common Shares (6,666 underlying)

Holdings

Common Shares (401(k) Plan)
(indirect: By 401(k))
463.397

Footnotes (3)

[F1]Employee Stock Option grant in consideration of service as an employee.
[F2]This option grant vests in three equal annual installments beginning one year from the date of grant. The option expires 10 years from the date of grant, and contains reload features and the right to have shares withheld to satisfy tax withholding obligations.
[F3]The stock option vested in three equal annual installments beginning one year from the date of grant.

Documents

1 file

4
doc4.xmlPrimary
PRIMARY DOCUMENT

Issuer

SEARS ROEBUCK & CO

CIK 0000319256

Entity typeoperating

IncorporatedNY

Related Parties

1

filerCIK 0000319256

Filing Metadata

Form type: 4
Filed: Dec 5, 7:00 PM ET
Accepted: Dec 6, 11:10 AM ET
Size: 28.1 KB

View on SEC.gov