Srouji Johny 4
4 · APPLE INC · Filed Oct 17, 2017
Insider Transaction Report
Form 4
APPLE INCAAPL
Srouji Johny
Senior Vice President
Transactions
- Tax Payment
Common Stock
2017-10-15$156.99/sh−17,077$2,680,918→ 87,320 total - Exercise/Conversion
Restricted Stock Unit
2017-10-15−11,284→ 45,134 total→ Common Stock (11,284 underlying) - Award
Restricted Stock Unit
2017-10-01+64,885→ 64,885 total→ Common Stock (64,885 underlying) - Exercise/Conversion
Restricted Stock Unit
2017-10-15−13,448→ 0 total→ Common Stock (13,448 underlying) - Exercise/Conversion
Common Stock
2017-10-15+34,039→ 104,397 total - Award
Restricted Stock Unit
2017-10-15+63,699→ 63,699 total→ Common Stock (63,699 underlying) - Exercise/Conversion
Restricted Stock Unit
2017-10-15−9,307→ 18,614 total→ Common Stock (9,307 underlying)
Holdings
- 475(indirect: By Children)
Common Stock
- 91(indirect: By Trust)
Common Stock
- 475(indirect: By Children)
Common Stock
- 475(indirect: By Children)
Common Stock
Footnotes (8)
- [F1]Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- [F2]This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
- [F3]Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
- [F4]Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.
- [F5]These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2020, April 1, 2021 and April 1, 2022.
- [F6]This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2017.
- [F7]This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date.
- [F8]This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date.