Earnings Feed
Start Free
Home/Filings/5/0000350797-04-000091
5//SEC Filing

STEUL WILLIAM M 5

Accession 0000350797-04-000091

CIK 0000350797other
View on SEC.govCompany Profile

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 6:38 PM ET

Size

24.7 KB

Accession

0000350797-04-000091

Insider Transaction Report

Form 5
Period: 2004-10-31
EATON VANCE CORPEV
STEUL WILLIAM M
Chief Financial Officer
Transactions
  • Gift

    Eaton Vance Corp. Non-voting Common Stock

    2004-10-29−1,200→ 228,948 total
Holdings

  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    18,558

  • Option (right to buy)

    Exercise: $38.52Exp: 2008-11-03→ Eaton Vance Corp. Non-voting Common Stock (2,855 underlying)
    2,855

  • Option (right to buy)

    Exercise: $31.54Exp: 2006-11-01→ Eaton Vance Corp. Non-voting Common Stock (3,487 underlying)
    3,487

  • Voting Trust Receipt

    18,558

  • Eaton Vance Corp. Non-voting Common Stock

    (indirect: Stock Option Income Deferral)
    41,734

  • Option (right to buy)

    Exercise: $17.19Exp: 2009-11-01→ Eaton Vance Corp. Non-voting Common Stock (30,000 underlying)
    30,000

  • Option (right to buy)

    Exercise: $35.02Exp: 2013-11-01→ Eaton Vance Corp. Non-voting Common Stock (37,445 underlying)
    37,445

  • Option (right to buy)

    Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (4,076 underlying)
    4,076

  • Option (right to buy)

    Exercise: $11.47Exp: 2006-11-02→ Eaton Vance Corp. Non-voting Common Stock (19,780 underlying)
    19,780

  • Option (right to buy)

    Exercise: $32.01Exp: 2007-11-01→ Eaton Vance Corp. Non-voting Common Stock (3,436 underlying)
    3,436

  • Option (right to buy)

    Exercise: $24.53Exp: 2010-11-01→ Eaton Vance Corp. Non-voting Common Stock (25,924 underlying)
    25,924

  • Option (right to buy)

    Exercise: $28.67Exp: 2011-11-01→ Eaton Vance Corp. Non-voting Common Stock (31,213 underlying)
    31,213

  • Option (right to buy)

    Exercise: $29.10Exp: 2012-11-01→ Eaton Vance Corp. Non-voting Common Stock (35,764 underlying)
    35,764
Footnotes (15)
  • [F1]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Mssrs. James B. Hawkes, Thomas E. Faust, Jr., Alan R. Dynner, William M. Steul, Wharton P. Whitaker, Thomas J. Fetter, Duncan W. Richardson, Jeffrey P. Beale, Scott H. Page, Payson F. Swaffield and Michael W. Weilheimer are the voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  • [F10]Granted on November 1, 1999, these options vest over a 5 year period at 20% per year.
  • [F11]Granted on 11/1/2000 this options vests 23% per year on 11/1/2001, 11/1/2002, 11/1/2003, 11/1/2005 and 8% on 11/1/2004.
  • [F12]Granted on 11/1/2001 this option vests 22% on 11/1/2002, 11/1/2003, 11/1/2004, 11/1/2005 and 12% on 11/1/2005
  • [F13]Granted on 11/1/2002 this option vests 22% on 11/1/2003, 11/1/2004, 11/1/2005, 11/1/2007 and 12% on 11/1/2006.
  • [F14]Granted on 11/3/2003 this option vests 22% on 11/3/2004, 11/3/2005, 11/3/2006, 11/3/2008 and 12% on 11/3/2007.
  • [F15]The Incentive Stock Option has a 5 year life, expiring on November 1, 2005, as determined under Section 424(d) of the Internal Revenue Code of 1986. The Non-Qualified Stock Option has a 10 year life, expiring on November 1, 2010.
  • [F2]Shares credited under the company's Stock Option Income Deferral Plan.
  • [F3]A Voting Trust Receipt represents a share of Voting Common Stock.
  • [F4]Granted on November 1, 2000, the Incentive Stock Option has an exercise price of $26.9844 (110% of market value at the time of grant), as determined under Section 424(d) of the Internal Revenue Code of 1986. The Non-Qualified Stock Option has an exercise price of $24.5313 (equal to fair market value at the time of grant).
  • [F5]These options vest over a 5 year period at 20% per year.
  • [F6]Granted on 11/1/2001 this option vests 100% on 11/1/2005.
  • [F7]Granted on November 2, 1998, these options vest over 5 years starting in 1999 in increments of 12.33%, 12.33%, 19.33%, 34% and 22% respectively.
  • [F8]Granted on 11/1/2002 this option vests 100% on 11/1/2006.
  • [F9]Granted on 11/3/2003 this options vests 100% on 11/3/2007.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeother

Related Parties

1
  • filerCIK 0001225379

Filing Metadata

Form type
5
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 6:38 PM ET
Size
24.7 KB
View on SEC.gov