Earnings Feed
Start Free
Home/Filings/4/0000350797-06-000022
4//SEC Filing

STEUL WILLIAM M 4

Accession 0000350797-06-000022

CIK 0000350797other
View on SEC.govCompany Profile

Filed

Jun 13, 8:00 PM ET

Accepted

Jun 14, 1:08 PM ET

Size

31.9 KB

Accession

0000350797-06-000022

Insider Transaction Report

Form 4
Period: 2006-06-12
EATON VANCE CORPEV
STEUL WILLIAM M
Chief Financial Officer
Transactions
  • Gift

    Eaton Vance Corp. Non-voting Common Stock

    2005-12-02−1,800→ 461,476 total
  • Gift

    Eaton Vance Corp. Non-voting Common Stock

    2005-12-09−1,000→ 460,476 total
  • Award

    Eaton Vance Corp. Non-voting Common Stock

    2006-05-01$22.38/sh+558$12,488→ 468,008 total
  • Exercise/Conversion

    Option (right to buy)

    2006-06-12−39,560→ 0 total
    Exercise: $5.73Exp: 2006-11-02→ Eaton Vance Corp. Non-voting Common Stock (39,560 underlying)
  • Tax Payment

    Eaton Vance Corp. Non-voting Common Stock

    2006-06-12$25.37/sh−8,941$226,833→ 498,627 total
  • Exercise/Conversion

    Eaton Vance Corp. Non-voting Common Stock

    2006-06-12$5.73/sh+39,560$226,679→ 507,568 total
  • Tax Payment

    Eaton Vance Corp. Non-voting Common Stock

    2006-06-12$25.37/sh−9,721$246,622→ 488,906 total
Holdings

  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    37,116

  • Eaton Vance Corp. Non-voting Common Stock

    (indirect: Stock Option Income Deferral)
    85,485

  • Option (right to buy)

    Exercise: $8.59Exp: 2009-11-01→ Eaton Vance Corp. Non-voting Common Stock (60,000 underlying)
    60,000

  • Option (right to buy)

    Exercise: $12.27Exp: 2010-11-01→ Eaton Vance Corp. Non-voting Common Stock (51,848 underlying)
    51,848

  • Option (right to buy)

    Exercise: $14.34Exp: 2011-11-01→ Eaton Vance Corp. Non-voting Common Stock (62,426 underlying)
    62,426

  • Option (right to buy)

    Exercise: $16.01Exp: 2007-11-01→ Eaton Vance Corp. Non-voting Common Stock (6,872 underlying)
    6,872

  • Option (right to buy)

    Exercise: $14.55Exp: 2012-11-01→ Eaton Vance Corp. Non-voting Common Stock (71,528 underlying)
    71,528

  • Option (right to buy)

    Exercise: $17.51Exp: 2013-11-01→ Eaton Vance Corp. Non-voting Common Stock (74,890 underlying)
    74,890

  • Option (right to buy)

    Exercise: $21.96Exp: 2014-11-01→ Eaton Vance Corp. Non-voting Common Stock (68,400 underlying)
    68,400

  • Option (right to buy)

    Exercise: $19.26Exp: 2008-11-03→ Eaton Vance Corp. Non-voting Common Stock (5,710 underlying)
    5,710

  • Option (right to buy)

    Exercise: $24.87Exp: 2015-11-01→ Eaton Vance Corp. Non-voting Common Stock (58,200 underlying)
    58,200

  • Voting Trust Receipt

    37,116
Footnotes (15)
  • [F1]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Mssrs. James B. Hawkes, Thomas E. Faust, Jr., Alan R. Dynner, William M. Steul, Wharton P. Whitaker, Thomas J. Fetter, Duncan W. Richardson, Jeffrey P. Beale, Scott H. Page, Payson F. Swaffield and Michael W. Weilheimer are the voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  • [F10]Granted on 11/1/2000 this options vests 23% per year on 11/1/2001, 11/1/2002, 11/1/2003, 11/1/2005 and 8% on 11/1/2004.
  • [F11]Granted on 11/1/2001 this option vests 22% on 11/1/2002, 11/1/2003, 11/1/2004, 11/1/2005 and 12% on 11/1/2005
  • [F12]Granted on 11/1/2002 this option vests 22% on 11/1/2003, 11/1/2004, 11/1/2005, 11/1/2007 and 12% on 11/1/2006.
  • [F13]Granted on 11/3/2003 this option vests 22% on 11/3/2004, 11/3/2005, 11/3/2006, 11/3/2008 and 12% on 11/3/2007.
  • [F14]Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
  • [F15]Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F2]Adjusted to include dividend reinvestment as follows: 11/21/05 - 315 shares at $26.8418; 2/14/06 - 293 shares at $29.01; 5/9/06 - 309 shares at $27.56.
  • [F3]Shares credited under the company's Stock Option Income Deferral Plan.
  • [F4]A Voting Trust Receipt represents a share of Voting Common Stock.
  • [F5]Granted under the 1998 Stock Option Plan, which is a 16b-3 plan.
  • [F6]Granted on November 2, 1998, these options vest over 5 years starting in 1999 in increments of 12.33%, 12.33%, 19.33%, 34% and 22% respectively.
  • [F7]Granted on 11/1/2002 this option vests 100% on 11/1/2006.
  • [F8]Granted on 11/3/2003 this options vests 100% on 11/3/2007.
  • [F9]Granted on November 1, 1999, these options vest over a 5 year period at 20% per year.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeother

Related Parties

1
  • filerCIK 0001225379

Filing Metadata

Form type
4
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 1:08 PM ET
Size
31.9 KB
View on SEC.gov