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4//SEC Filing

EATON VANCE CORP 4

Accession 0000350797-06-000029

CIK 0000350797operating
View on SEC.govCompany Profile

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 10:20 AM ET

Size

27.1 KB

Accession

0000350797-06-000029

Insider Transaction Report

Form 4
Period: 2006-06-30
EATON VANCE CORPEV
DYNNER ALAN R
Voting Trustee
Transactions
  • Exercise/Conversion

    Option (right to buy)

    2006-06-30−34,840→ 45,160 total
    Exercise: $5.73Exp: 2006-11-02→ Eaton Vance Corp. Non-voting Common Stock (34,840 underlying)
  • Exercise/Conversion

    Eaton Vance Corp. Non-voting Common Stock

    2006-06-30$5.73/sh+34,840$199,633→ 411,416 total
  • Exercise/Conversion

    Eaton Vance Corp. Non-voting Common Stock

    2006-06-30$15.77/sh+6,974$109,980→ 418,390 total
  • Award

    Eaton Vance Corp. Non-voting Common Stock

    2006-05-03$22.38/sh+558$12,488→ 376,576 total
  • Exercise/Conversion

    Option (right to buy)

    2006-06-30−6,974→ 0 total
    Exercise: $15.77Exp: 2006-11-01→ Eaton Vance Corp. Non-voting Common Stock (6,974 underlying)
Holdings

  • Voting Trust Receipt

    37,116

  • Option (right to buy)

    Exercise: $17.51Exp: 2013-11-03→ Eaton Vance Corp. Non-voting Common Stock (80,600 underlying)
    80,600

  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    37,116

  • Option (right to buy)

    Exercise: $12.27Exp: 2010-11-01→ Eaton Vance Corp. Non-voting Common Stock (51,848 underlying)
    51,848

  • Option (right to buy)

    Exercise: $8.59Exp: 2009-11-01→ Eaton Vance Corp. Non-voting Common Stock (60,000 underlying)
    60,000

  • Option (right to buy)

    Exercise: $14.55Exp: 2012-11-01→ Eaton Vance Corp. Non-voting Common Stock (71,528 underlying)
    71,528

  • Option (right to buy)

    Exercise: $21.96Exp: 2014-11-01→ Eaton Vance Corp. Non-voting Common Stock (68,400 underlying)
    68,400

  • OPtion (right to buy)

    Exercise: $16.01Exp: 2007-11-01→ Eaton Vance Corp. Non-voting Common Stock (6,872 underlying)
    6,872

  • Option (right to buy)

    Exercise: $24.87Exp: 2015-11-01→ Eaton Vance Corp. Non-voting Common Stock (58,200 underlying)
    58,200

  • Option (right to buy)

    Exercise: $14.34Exp: 2011-11-01→ Eaton Vance Corp. Non-voting Common Stock (62,426 underlying)
    62,426
Footnotes (14)
  • [F1]These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan.
  • [F10]Granted on 11/1/2001 these options vest 22% 11/1/2002, 11/1/2003, 11/1/2004 11/1/2006 and 12% on 11/1/2005
  • [F11]Granted on 11/1/2002 these options vest 22% on 11/1/2003, 11/1/2004, 11/2/2005, 11/1/2007 and 12% on 11/1/2006
  • [F12]Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
  • [F13]Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
  • [F14]Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F2]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which James B. Hawkes, Thomas E. Faust, Wharton P. Whitaker, William M. Steul, Alan R. Dynner, Duncan Richardson, Thomas Metzold, Robert MacIntosh, Payson Swaffield, Jeffrey P. Beale, Michael Mach, Judith Saryan, Scott Page, Cynthia Clemson, Michael Weilheimer, and G. West Saltonstall are the voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  • [F3]A Voting Trust Receipt represents a share of Voting Common Stock.
  • [F4]Granted on 11/1/2001 these options vest 100% on 11/1/2006
  • [F5]Granted under the 1998 Stock Option Plan, which is a 16b-3 plan.
  • [F6]Granted on November 2, 1998, these options vest over 5 years starting in 1999 in increments of 14%, 14%, 14%, 36%, and 22% respectively.
  • [F7]Granted on 11/1/2002 these option vest 100% on 11/1/2006
  • [F8]Granted on November 1, 1999, these options vest over a 5 year period at 20% per year.
  • [F9]Granted on 11/1/2000 these option vest 23% on 11/1/2001, 11/1/2002, 11/1/2003, 11/1/2005 and 8% on 11/1/2004

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0000350797

Filing Metadata

Form type
4
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 10:20 AM ET
Size
27.1 KB
View on SEC.gov