EATON VANCE CORP 4

Accession 0000350797-06-000033

CIK 0000350797operating

View on SEC.gov Company Profile

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 1:30 PM ET

Size

24.6 KB

Accession

0000350797-06-000033

Insider Transaction Report

Form 4

Period: 2006-10-03

EATON VANCE CORPEV

DYNNER ALAN R

Voting Trustee

Transactions

Exercise/Conversion
Eaton Vance Corp. Non-voting Common Stock
2006-10-03$5.73/sh+45,160$258,767→ 463,550 total
Exercise/Conversion
Option (right to buy)
2006-10-03−45,160→ 0 total
Exercise: $5.73Exp: 2006-11-02→ Eaton Vance Corp. Non-voting Common Stock (45,160 underlying)
Tax Payment
Eaton Vance Corp. Non-voting Common Stock
2006-10-03−8,820→ 454,730 total
Tax Payment
Eaton Vance Corp. Non-voting Common Stock
2006-10-03−12,567→ 442,163 total

Holdings

Option (right to buy)
Exercise: $17.51Exp: 2013-11-03→ Eaton Vance Corp. Non-voting Common Stock (80,600 underlying)
80,600
Option (right to buy)
Exercise: $21.96Exp: 2014-11-01→ Eaton Vance Corp. Non-voting Common Stock (68,400 underlying)
68,400
OPtion (right to buy)
Exercise: $16.01Exp: 2007-11-01→ Eaton Vance Corp. Non-voting Common Stock (6,872 underlying)
6,872
Option (right to buy)
Exercise: $12.27Exp: 2010-11-01→ Eaton Vance Corp. Non-voting Common Stock (51,848 underlying)
51,848
Option (right to buy)
Exercise: $24.87Exp: 2015-11-01→ Eaton Vance Corp. Non-voting Common Stock (58,200 underlying)
58,200
Eaton Vance Corp. Common Stock (Voting)
(indirect: By Trust)
37,116
Option (right to buy)
Exercise: $8.59Exp: 2009-11-01→ Eaton Vance Corp. Non-voting Common Stock (60,000 underlying)
60,000
Voting Trust Receipt
37,116
Option (right to buy)
Exercise: $14.55Exp: 2012-11-01→ Eaton Vance Corp. Non-voting Common Stock (71,528 underlying)
71,528
Option (right to buy)
Exercise: $14.34Exp: 2011-11-01→ Eaton Vance Corp. Non-voting Common Stock (62,426 underlying)
62,426

Footnotes (12)

[F1]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which James B. Hawkes, Thomas E. Faust, Wharton P. Whitaker, William M. Steul, Alan R. Dynner, Duncan Richardson, Thomas Metzold, Robert MacIntosh, Payson Swaffield, Jeffrey P. Beale, Michael Mach, Judith Saryan, Scott Page, Cynthia Clemson, Michael Weilheimer, and G. West Saltonstall are the voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
[F10]Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
[F11]Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
[F12]Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F2]A Voting Trust Receipt represents a share of Voting Common Stock.
[F3]Granted under the 1998 Stock Option Plan, which is a 16b-3 plan.
[F4]Granted on November 2, 1998, these options vest over 5 years starting in 1999 in increments of 14%, 14%, 14%, 36%, and 22% respectively.
[F5]Granted on 11/1/2002 these option vest 100% on 11/1/2006
[F6]Granted on November 1, 1999, these options vest over a 5 year period at 20% per year.
[F7]Granted on 11/1/2000 these option vest 23% on 11/1/2001, 11/1/2002, 11/1/2003, 11/1/2005 and 8% on 11/1/2004
[F8]Granted on 11/1/2001 these options vest 22% 11/1/2002, 11/1/2003, 11/1/2004 11/1/2006 and 12% on 11/1/2005
[F9]Granted on 11/1/2002 these options vest 22% on 11/1/2003, 11/1/2004, 11/2/2005, 11/1/2007 and 12% on 11/1/2006

Documents

1 file

4
dyn255.xmlPrimary

Issuer

EATON VANCE CORP

CIK 0000350797

→

Entity typeoperating

IncorporatedMD

Related Parties

filerCIK 0000350797

Filing Metadata

Form type: 4
Filed: Oct 3, 8:00 PM ET
Accepted: Oct 4, 1:30 PM ET
Size: 24.6 KB

View on SEC.gov