Home/Filings/4/0000350797-09-000008
4//SEC Filing

EATON VANCE CORP 4

Accession 0000350797-09-000008

CIK 0000350797operating

Filed

Jan 12, 7:00 PM ET

Accepted

Jan 13, 3:10 PM ET

Size

17.4 KB

Accession

0000350797-09-000008

Insider Transaction Report

Form 4
Period: 2009-01-07
Transactions
  • Exercise/Conversion

    Phantom Stock

    2009-01-072,2000 total
    From: 2010-11-03Exp: 2010-11-03Eaton Vance Corp. Non-voting Common Stock (2,200 underlying)
  • Exercise/Conversion

    Eaton Vance Corp. Non-voting Common Stock

    2009-01-07+2,2004,673.81 total
  • Disposition to Issuer

    Eaton Vance Corp. Non-voting Common Stock

    2009-01-07$20.27/sh2,200$44,5942,473.81 total
Holdings
  • Option (right to buy)

    Exercise: $30.11From: 2006-11-01Exp: 2016-11-01Eaton Vance Corp. Non-voting Common Stock (8,000 underlying)
    8,000
  • Option (right to buy)

    Exercise: $21.99From: 2008-11-03Exp: 2018-11-03Eaton Vance Corp. Non-voting Common Stock (5,800 underlying)
    5,800
  • Option (right to buy)

    Exercise: $27.58Exp: 2015-12-16Eaton Vance Corp. Non-voting Common Stock (8,200 underlying)
    8,200
  • Option (right to buy)

    Exercise: $48.39From: 2007-11-01Exp: 2017-11-01Eaton Vance Corp. Non-voting Common Stock (6,700 underlying)
    6,700
  • Option (right to buy)

    Exercise: $18.14Exp: 2013-12-19Eaton Vance Corp. Non-voting Common Stock (12,000 underlying)
    12,000
Footnotes (2)
  • [F1]Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.
  • [F2]These options vest over a 4 year period at 25% per year.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0000350797

Filing Metadata

Form type
4
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 3:10 PM ET
Size
17.4 KB