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EATON VANCE CORP 4/A

Accession 0000350797-09-000018

CIK 0000350797operating
View on SEC.govCompany Profile

Filed

Jan 13, 7:00 PM ET

Accepted

Jan 14, 8:44 AM ET

Size

16.5 KB

Accession

0000350797-09-000018

Insider Transaction Report

Form 4/AAmended
Period: 2008-11-03
EATON VANCE CORPEV
O REILLY VINCENT M
Director
Transactions
  • Award

    Phantom Stock

    2008-11-03+2,273→ 2,273 total
    From: 2010-11-03Exp: 2010-11-03→ Eaton Vance Corp. Non-voting Common Stock (2,273 underlying)
  • Award

    Option (right to buy)

    2008-11-03+5,800→ 5,800 total
    Exercise: $21.99From: 2008-11-03Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (5,800 underlying)
Holdings

  • Option (right to buy)

    Exercise: $18.14Exp: 2013-12-19→ Eaton Vance Corp. Non-voting Common Stock (12,000 underlying)
    12,000

  • Option (right to buy)

    Exercise: $27.58Exp: 2015-12-16→ Eaton Vance Corp. Non-voting Common Stock (8,200 underlying)
    8,200

  • Option (right to buy)

    Exercise: $30.11From: 2006-11-01Exp: 2016-11-01→ Eaton Vance Corp. Non-voting Common Stock (8,000 underlying)
    8,000

  • Eaton Vance Corp. Non-voting Common Stock

    2,473.81

  • Option (right to buy)

    Exercise: $25.39Exp: 2014-12-17→ Eaton Vance Corp. Non-voting Common Stock (12,000 underlying)
    12,000

  • Option (right to buy)

    Exercise: $48.39From: 2007-11-01Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (6,700 underlying)
    6,700
Footnotes (3)
  • [F1]Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.
  • [F2]On November 3, 2008 a Phantom Stock Award was granted. The Phantom Stock Award is a formula grant with an equivalent value of $50,000, with the number of units of Phantom Stock actually awarded based on the FMV of a share of Company Non-Voting Stock on the grant date. On November 3, 2008 the FMV was $21.99 which calculated to 2,273 shares. On this date only 2,200 shares were reported. This amendment reflects the Phantom Stock Grant with an additional 73 shares to correct the original award.
  • [F3]These options vest over a 4 year period at 25% per year.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0000350797

Filing Metadata

Form type
4/A
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 8:44 AM ET
Size
16.5 KB
View on SEC.gov