EATON VANCE CORP 4/A

4/A · EATON VANCE CORP · Filed Jan 14, 2009

Form 4/AAmended

Period: 2008-11-03

Director

Transactions

Award
Phantom Stock
2008-11-03+2,273→ 2,273 total
From: 2010-11-03Exp: 2010-11-03→ Eaton Vance Corp. Non-voting Common Stock (2,273 underlying)
Award
Option (right to buy)
2008-11-03+5,800→ 5,800 total
Exercise: $21.99From: 2008-11-03Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (5,800 underlying)

Holdings

Option (right to buy)
Exercise: $18.14Exp: 2013-12-19→ Eaton Vance Corp. Non-voting Common Stock (12,000 underlying)
12,000
Option (right to buy)
Exercise: $27.58Exp: 2015-12-16→ Eaton Vance Corp. Non-voting Common Stock (8,200 underlying)
8,200
Option (right to buy)
Exercise: $30.11From: 2006-11-01Exp: 2016-11-01→ Eaton Vance Corp. Non-voting Common Stock (8,000 underlying)
8,000
Eaton Vance Corp. Non-voting Common Stock
2,473.81
Option (right to buy)
Exercise: $25.39Exp: 2014-12-17→ Eaton Vance Corp. Non-voting Common Stock (12,000 underlying)
12,000
Option (right to buy)
Exercise: $48.39From: 2007-11-01Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (6,700 underlying)
6,700

Footnotes (3)

[F1]Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.
[F2]On November 3, 2008 a Phantom Stock Award was granted. The Phantom Stock Award is a formula grant with an equivalent value of $50,000, with the number of units of Phantom Stock actually awarded based on the FMV of a share of Company Non-Voting Stock on the grant date. On November 3, 2008 the FMV was $21.99 which calculated to 2,273 shares. On this date only 2,200 shares were reported. This amendment reflects the Phantom Stock Grant with an additional 73 shares to correct the original award.
[F3]These options vest over a 4 year period at 25% per year.

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