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4//SEC Filing

WU JULIAN 4

Accession 0000351710-03-000035

CIK 0000351710other

Filed

Oct 21, 8:00 PM ET

Accepted

Oct 22, 3:12 PM ET

Size

18.7 KB

Accession

0000351710-03-000035

Insider Transaction Report

Form 4
Period: 2003-10-17
WU JULIAN
Director
Transactions
  • Exercise/Conversion

    Stock Option

    2003-10-17$25.88/sh3,000$77,6400 total
    Exercise: $25.88From: 2000-01-01Exp: 2008-12-31Common Stock (3,000 underlying)
  • Exercise/Conversion

    Common Stock

    2003-10-17+6,03776,971 total
  • Exercise/Conversion

    Stock Option

    2003-10-17$31.75/sh20,000$635,0000 total
    Exercise: $31.75From: 1999-05-07Exp: 2008-05-06Common Stock (20,000 underlying)
Footnotes (4)
  • [F1]Represents the number of shares acquired on "cashless" exercise of stock options immediately prior to the merger between GBC Bancorp and Cathay Bancorp, Inc. (the "Merger") in accordance with the formulas provided in the Agreement and Plan of Merger among General Bank, GBC Bancorp, Cathay Bank and Cathay Bancorp, Inc. (the "Merger Agreement").
  • [F2]These securities were acquired at various option exercise prices indicated under Column 8 regarding derivative securities on page 2 of this form.
  • [F3]By virtue of the Merger, each share beneficially owned by the Reporting Person following the reported transaction was converted to the right to receive the merger consideration (Cathay Bancorp stock and/or cash) in accordance with the terms of the Merger Agreement. The Merger became effective 10/20/03.
  • [F4]In addition to the securities beneficially owned directly as reported hereinabove, the Reporting Person also indirectly owned (through an affiliated partnership) 7,260 shares of common stock following the reported transaction.

Issuer

GBC BANCORP

CIK 0000351710

Entity typeother

Related Parties

1
  • filerCIK 0001186025

Filing Metadata

Form type
4
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 3:12 PM ET
Size
18.7 KB