Home/Filings/4/0000351710-03-000045
4//SEC Filing

MAIER CARL C 4

Accession 0000351710-03-000045

CIK 0000351710other

Filed

Oct 22, 8:00 PM ET

Accepted

Oct 23, 8:25 PM ET

Size

16.4 KB

Accession

0000351710-03-000045

Insider Transaction Report

Form 4
Period: 2003-10-17
MAIER CARL C
Controller
Transactions
  • Exercise/Conversion

    Stock Option

    2003-10-17$37.56/sh2,000$75,1200 total
    Exercise: $37.56From: 2001-07-18Exp: 2007-01-17Common Stock (2,000 underlying)
  • Exercise/Conversion

    Common Stock

    2003-10-17+6,0878,433 total
  • Exercise/Conversion

    Contingency Stock Option

    2003-10-17$8.12/sh12,000$97,4400 total
    Exercise: $8.12From: 2003-10-17Exp: 2003-10-17Common Stock (12,000 underlying)
  • Exercise/Conversion

    Stock Option

    2003-10-17$19.44/sh800$15,5520 total
    Exercise: $19.44From: 2000-07-20Exp: 2006-01-19Common Stock (800 underlying)
  • Exercise/Conversion

    Stock Option

    2003-10-17$23.00/sh400$9,2000 total
    Exercise: $23.00From: 1999-07-21Exp: 2005-01-20Common Stock (400 underlying)
Footnotes (3)
  • [F1]Represents the number of shares acquired on "cashless" exercise of stock options immediately prior to the merger between GBC Bancorp and Cathay Bancorp, Inc. (the "Merger") in accordance with the formulas provided in the Agreement and Plan of Merger among General Bank, GBC Bancorp, Cathay Bank and Cathay Bancorp, Inc. (the "Merger Agreement").
  • [F2]These securities were acquried at various option exercise prices indicated under Column 8 regarding derivative securities on page 2 of this form.
  • [F3]By virtue of the Merger, each share beneficially owned by the Reporting Person following the reported transaction was converted to the right to reeive the merger consideration (Cathay Bancorp stock and/or cash) in accordance with the terms of the Merger Agreement. The Merger became effective 10/20/03.

Issuer

GBC BANCORP

CIK 0000351710

Entity typeother

Related Parties

1
  • filerCIK 0001186013

Filing Metadata

Form type
4
Filed
Oct 22, 8:00 PM ET
Accepted
Oct 23, 8:25 PM ET
Size
16.4 KB