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4//SEC Filing

LEE JOHNNY C 4

Accession 0000351710-03-000052

CIK 0000351710other

View on SEC.gov Company Profile

Filed

Oct 23, 8:00 PM ET

Accepted

Oct 24, 3:11 PM ET

Size

18.1 KB

Accession

0000351710-03-000052

Insider Transaction Report

Form 4

Period: 2003-10-17

GBC BANCORPGBCB

Senior Vice President

Transactions

Exercise/Conversion
Stock Option
2003-10-17$27.13/sh−1,200$32,556→ 0 total
Exercise: $27.13From: 1998-07-15Exp: 2004-01-14→ Common Stock (1,200 underlying)
Exercise/Conversion
Stock Option
2003-10-17$23.00/sh−1,800$41,400→ 0 total
Exercise: $23.00From: 1999-07-21Exp: 2005-01-20→ Common Stock (1,800 underlying)
Exercise/Conversion
Common Stock
2003-10-17+6,694→ 6,694 total
Exercise/Conversion
Contingency Options
2003-10-17$14.25/sh−10,000$142,500→ 0 total
Exercise: $14.25From: 2003-10-17Exp: 2003-10-17→ Common Stock (10,000 underlying)
Exercise/Conversion
Stock Option
2003-10-17$19.44/sh−3,200$62,208→ 0 total
Exercise: $19.44From: 2000-07-20Exp: 2006-01-19→ Common Stock (3,200 underlying)
Exercise/Conversion
Stock Option
2003-10-17$37.56/sh−4,000$150,240→ 0 total
Exercise: $37.56From: 2001-07-18Exp: 2007-01-27→ Common Stock (4,000 underlying)

Footnotes (2)

[F1]Represents the number of shares acquired on "cashless" exercise of stock option immediately prior to the merger between GBC Bancorp and Cathay Bancorp, Inc. (the "Merger") in accordance with the formulas provided in the Agreement and Plan of Merger among General Bank, GBC Bancorp, Cathay Bank and Cathay Bancorp, Inc. (the "Merger Agreement").
[F2]These securities were acquired at various option exercise prices indicated under Column 8 regarding derivative securities on page 2 of this form.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

GBC BANCORP

CIK 0000351710

Entity typeother

Related Parties

1

filerCIK 0001185980

Filing Metadata

Form type: 4
Filed: Oct 23, 8:00 PM ET
Accepted: Oct 24, 3:11 PM ET
Size: 18.1 KB

View on SEC.gov