Lemmon David J 4/A

What Happened
David J. Lemmon, a director of SunOpta Inc. (STKL), received a grant of 17,770 restricted stock units (RSUs) and on the same date had 14,023 derivative shares exercised/converted and then disposed. The RSU award is reported at $0.00 per share (typical for RSU grants), and the exercise/conversion/disposition entries are reported with $0.00 or N/A prices and no cash value reported on the form.

Key Details

• Transaction date: May 29, 2025 (reported via an amended Form 4 filed Feb 23, 2026).
• Grants: 17,770 RSUs granted, $0.00 per share (derivative award).
• Exercise/Conversion and Disposition: 14,023 shares were exercised/converted (M) and the same 14,023 shares were disposed (M) on the same date; prices reported as $0.00 or N/A and no cash value shown.
• Shares owned after transaction: not disclosed in the provided filing summary.
• Footnotes: F1 – each RSU equals a contingent right to one share; F2 – RSUs have no expiration date; F3 – this filing is an amendment to report a transaction omitted from the original Form 4; no additional transactions occurred since the original filing.
• Filing status: Amended Form 4 (correction filed well after the original May 30, 2025 submission) — the amendment updates the record but does not indicate new activity beyond the May 29, 2025 transactions.

Context
RSU grants reported at $0.00 are standard: they represent future rights to receive shares if vesting conditions are met. The M-code entries ("exercise or conversion of derivative security") indicate conversion of derivative awards into shares; the matching disposal of 14,023 shares the same day suggests those converted shares were transferred or sold/used to satisfy obligations, as commonly occurs with vested awards, but the filing does not provide sale proceeds or additional detail. The amendment corrects an omission in the original Form 4 and should be read as an update to the earlier filing rather than new trading activity.