Caro Jennifer Ann 4

4 · SunOpta Inc. · Filed Apr 14, 2026

AI-generated summary of this filing

Updated Apr 15, 2026

SunOpta (STKL) SVP Jennifer Caro Receives RSUs; Shares Withheld

What Happened

Jennifer Ann Caro, Senior Vice President, Sales at SunOpta (STKL), had 9,951 restricted stock units (RSUs convert to common shares) vest on April 11, 2026. The company withheld 4,442 of those shares to satisfy income tax withholding (4,442 shares x $6.48 = $28,784), leaving a net delivery of 5,509 shares to Caro. The implied gross value of the vested tranche at $6.48/share is about $64,482.

Key Details

Transaction date: April 11, 2026; Form 4 filed April 14, 2026 (appears to be timely).
Vested/converted: 9,951 RSUs → 9,951 shares (reported as derivative conversion, code M).
Withheld for taxes: 4,442 shares @ $6.48 = $28,784 (tax withholding, code F).
Net shares received by insider: 5,509 shares.
Shares owned after transaction: not specified in the filing.
Footnotes: F1–F4 state these are RSUs (one share per RSU), the withheld shares are the deemed disposition for tax withholding, RSUs vest in three equal annual installments beginning Apr 11, 2026, and the RSUs have no expiration date.

Context

This was an RSU vesting event (conversion of restricted units into shares) with a cashless tax-withholding disposition — common for equity compensation and not an open-market sale or purchase. Because the RSUs vest in three equal installments starting 4/11/2026, additional vesting events are expected in future years. The filing contains no indication of a 10b5-1 plan or other trading program.

Form 4

Period: 2026-04-11

SVP, Sales

Transactions

Exercise/Conversion
Common Shares
[F1]
2026-04-11+9,951→ 15,526 total
Tax Payment
Common Shares
[F2]
2026-04-11$6.48/sh−4,442$28,784→ 11,084 total
Exercise/Conversion
Restricted Stock Units
[F1][F3][F4]
2026-04-11−9,951→ 19,903 total
→ Common Shares (9,951 underlying)

Footnotes (4)

[F1]Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
[F2]This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
[F3]The Restricted Stock Units vest in three equal annual installments beginning on April 11, 2026, subject to the continued employment of the reporting person through each such vesting date.
[F4]The Restricted Stock Units do not have an expiration date.

Signature

/s/ Brett Koch, attorney-in-fact|2026-04-14

1 file