4//SEC Filing
CA, INC. 4
Accession 0000356028-13-000199
CIK 0000356028operating
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 4:08 PM ET
Size
20.1 KB
Accession
0000356028-13-000199
Insider Transaction Report
Form 4
CA, INC.CA
Griffiths Peter
EVP, Technology & Development
Transactions
- Exercise/Conversion
Common Stock, $.10 par value
2013-11-14$22.81/sh+50,250$1,146,203→ 162,741.23 total - Exercise/Conversion
Common Stock, $.10 par value
2013-11-14$21.78/sh+63,989$1,393,680→ 112,491.23 total - Exercise/Conversion
Common Stock, $.10 par value
2013-11-14$24.41/sh+20,619$503,310→ 216,336.23 total - Exercise/Conversion
Employee Stock Option (right to buy)
2013-11-14+32,976→ 64,011 totalExercise: $25.24Exp: 2019-05-22→ Common Stock, $0.10 par value (32,976 underlying) - Sale
Common Stock, $.10 par value
2013-11-14$32.71/sh−143,316$4,687,580→ 73,020.23 total - Exercise/Conversion
Employee Stock Option (right to buy)
2013-11-14+50,250→ 24,750 totalExercise: $22.81Exp: 2018-05-26→ Common Stock, $.10 par value (50,250 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2013-11-14+63,989→ 31,516 totalExercise: $21.78Exp: 2018-06-14→ Common Stock, $.10 par value (63,989 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2013-11-14+20,619→ 40,023 totalExercise: $24.41Exp: 2019-05-22→ Common Stock, $0.10 par value (20,619 underlying) - Exercise/Conversion
Common Stock, $.10 par value
2013-11-14$25.24/sh+32,976$832,314→ 195,717.23 total
Holdings
- 435.162(indirect: By 401(k))
Common Stock, $0.10 par value
Footnotes (6)
- [F1]Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $32.70 to $32.72.
- [F2]The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Shares held in the Canadian CA Savings Harvest Plan, a Deferred Profit Sharing Plan. Information presented as of September 30, 2013.
- [F4]The option becomes exercisable over three years as follows: 34% on May 26, 2012, 33% on May 26, 2013 and 33% on May 26, 2014.
- [F5]The option becomes exercisable over three years as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014.
- [F6]The option becomes exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015.
Documents
Issuer
CA, INC.
CIK 0000356028
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000356028
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 4:08 PM ET
- Size
- 20.1 KB