4//SEC Filing
Pronsati Paul L. 4
Accession 0000356028-18-000137
CIK 0000356028other
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 4:42 PM ET
Size
20.6 KB
Accession
0000356028-18-000137
Insider Transaction Report
Form 4
CA, INC.CA
Pronsati Paul L.
EVP, Global Operations & IT
Transactions
- Exercise/Conversion
Common Stock, $.10 par value
2018-08-15$31.53/sh+29,750$938,018→ 133,639 total - Exercise/Conversion
Employee Stock Option (right to buy)
2018-08-15−6,052→ 0 totalExercise: $31.06Exp: 2025-01-14→ Common Stock, $.10 par value (6,052 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2018-08-15−29,750→ 14,652 totalExercise: $31.53Exp: 2026-05-15→ Common Stock, $.10 par value (29,750 underlying) - Exercise/Conversion
Common Stock, $.10 par value
2018-08-15$31.69/sh+16,995$538,572→ 150,634 total - Exercise/Conversion
Employee Stock Option (right to buy)
2018-08-15−42,692→ 0 totalExercise: $30.45Exp: 2025-05-29→ Common Stock, $.10 par value (42,692 underlying) - Exercise/Conversion
Common Stock, $.10 par value
2018-08-15$30.45/sh+42,692$1,299,971→ 103,889 total - Exercise/Conversion
Common Stock, $.10 par value
2018-08-15$31.06/sh+6,052$187,975→ 61,197 total - Sale
Common Stock, $.10 par value
2018-08-15$43.56/sh−95,489$4,159,596→ 55,145 total - Exercise/Conversion
Employee Stock Option (right to buy)
2018-08-15−16,995→ 32,989 totalExercise: $31.69Exp: 2027-05-15→ Common Stock, $.10 par value (16,995 underlying)
Holdings
- 1,302.909(indirect: By 401(k))
Common Stock, $.10 par value
Footnotes (7)
- [F1]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 1, 2018.
- [F2]Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $43.500 to $43.650, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Shares held in the CA Savings Harvest Plan, a 401(k) Plan.
- [F4]The option became exercisable over three years as follows: 34% on January 14, 2016, 33% on January 14, 2017 and 33% on January 14, 2018.
- [F5]The option became exercisable over three years as follows: 34% on May 29, 2016, 33% on May 29, 2017 and 33% on May 29, 2018.
- [F6]The option becomes exercisable over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019.
- [F7]The option becomes exercisable over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020.
Documents
Issuer
CA, INC.
CIK 0000356028
Entity typeother
Related Parties
1- filerCIK 0001624561
Filing Metadata
- Form type
- 4
- Filed
- Aug 16, 8:00 PM ET
- Accepted
- Aug 17, 4:42 PM ET
- Size
- 20.6 KB