Home/Filings/4/0000700733-04-000070
4//SEC Filing

NATIONAL PENN BANCSHARES INC 4

Accession 0000700733-04-000070

CIK 0000700733operating

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 4:13 PM ET

Size

9.6 KB

Accession

0000700733-04-000070

Insider Transaction Report

Form 4
Period: 2004-12-02
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2004-12-02+10,00010,000 total
    Exercise: $28.50Exp: 2015-01-02Common Stock (10,000 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    780
  • Common Stock

    19,137.941
  • Common Stock

    (indirect: By 401(k))
    2,302.025
Footnotes (6)
  • [F1]Includes 2,254 shares acquired pursuant to the Company's payment of a five-for-four stock split declared August 25, 2004 and paid September 30, 2004.
  • [F2]Includes 626.0809 shares acquired pursuant through Company's exempt Employee Stock Purchase Plan during first, second, and third quarters 2004. Also includes 1,531.7698 shares acquired pursuant to the Company's payment of a five-for-four stock split declared August 25, 2004 and paid September 30, 2004.
  • [F3]Includes 250.426 shares acquired pursuant to the Company's Capital Accumulation Plan (a 401(k) Plan);95.075 shares were acquired during first quarter , 73.509 shares during seoncd quarter, and 81.842 during third quarter 2004. The total is based on the most recent plan statement available (as of September 30, 2004). All shares were aquired in routine new-money acquisitions exempt under Rule 16b-3(c) and Rule 16a-3(f)(1)(I)(B). Also 471.7348 shares were acquired pursuant to the Company's payment of a five-for-four stock split declared August 25, 2004 and paid September 30, 2004.
  • [F4]Includes 156 shares acquired pursuant to the Company's payment of a five-for-four stock split declared August 25, 2004 and paid September 30, 2004.
  • [F5]Options become exercisable in increments of 20% on December 2, 2005, 2006, 2007, 2008, and 2009.
  • [F6]Additional options held with various exercise prices or expiration dates. Total options held after adjustment of the Company's payment of a five-for-four stock split declared August 25, 2004 and paid on September 30, 2004 are 78,036

Issuer

NATIONAL PENN BANCSHARES INC

CIK 0000700733

Entity typeoperating
IncorporatedPA

Related Parties

1
  • filerCIK 0000700733

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 4:13 PM ET
Size
9.6 KB