Home/Filings/4/0000700733-04-000071
4//SEC Filing

NATIONAL PENN BANCSHARES INC 4

Accession 0000700733-04-000071

CIK 0000700733operating

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 4:25 PM ET

Size

8.0 KB

Accession

0000700733-04-000071

Insider Transaction Report

Form 4
Period: 2004-12-02
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2004-12-02+3,5003,500 total
    Exercise: $28.50Exp: 2015-01-02Common Stock (3,500 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    3,947.895
  • Common Stock

    1,787.5
Footnotes (4)
  • [F1]Includes 357.5 shares acquired pursuant to the Company's payment of a five-for-four stock split declared August 25, 2004 and paid September 30, 2004.
  • [F2]Includes 54.020 shares acquired pursuant to the Company's Capital Accumulation Plan (a 401 (K) plan). The total is based on the most recent plan statement available (as of September 30, 2004). All shares were acquired in routine new-money acquisitions exempt under Rule 16b-3(c) and Rule 16a-3(f)(I)(I)(B). Also includes 778.775 shares acquired pursuant to the Company's payment of a five-for-four stock split declared August 24, 2004 and paid on September 30, 2004.
  • [F3]Options become exercisable in increments of 20% on December 2, 2005, 2006, 2007, 2008, and 2009.
  • [F4]Additional options held with various exercise prices or expiration dates. Total options held are 35,810

Issuer

NATIONAL PENN BANCSHARES INC

CIK 0000700733

Entity typeoperating
IncorporatedPA

Related Parties

1
  • filerCIK 0000700733

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 4:25 PM ET
Size
8.0 KB