4//SEC Filing
NATIONAL PENN BANCSHARES INC 4
Accession 0000700733-04-000079
CIK 0000700733operating
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 9:22 AM ET
Size
12.2 KB
Accession
0000700733-04-000079
Insider Transaction Report
Form 4
RHOADS GARY L
Executive Vice President
Transactions
- Award
Employee Stock Option (Right to Buy)
2004-12-02+10,000→ 10,000 totalExercise: $28.50Exp: 2015-01-02→ Common Stock (10,000 underlying)
Holdings
- 35,976.793
Common Stock
- 15,584.803(indirect: By 401(k))
Common Stock
- 230.282(indirect: SON)
Common Stock
- 93.921(indirect: By 401(k))
Common Stock
Footnotes (8)
- [F1]Includes 562.5855 shares acquired pursuant through Company's exempt Employee Stock Purchase Plan during first, second, and third quarters 2004. Also includes 1,165.6644 shares acquired pursuant to the Company's five-for-four stock split declared August 25, 2004 and paid September 30, 2004.
- [F2]Includes 755.2551 shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan: 138.4676 on 2/17; 199.6040 on 5/17/04, 201.0923 on 8/17/04, and 216.0912 on 11/17/04. Also includes 5,948.9912 shares acquired pursuant to the Company payment of a five-for-four stock split declared August 25, 2004 and paid on September 30, 2004.
- [F3]Includes 391.817 shares acquired pursuant to the Company's Capital Accumulation Plan (a 401 (K) plan). 141.123 shares were acquired during first quarter; 116.468 shares acquired during second quarter, and 134.226 shares acquired during third quarter 2004. The total is based on the most recent plan statement available (as of September 30, 2004). All shares were acquired in routine new-money acquisitions exempt under Rule 16b-3(c) and Rule 16a-3(f)(I)(I)(B). Also includes 1,454.107 shares acquired pursuant to the Company's payment of a five-for-four stock split declared August 24, 2004 and paid on September 30, 2004.
- [F4]Includes 454.594 shares acquired pursuant to the Company's Capital Accumulation Plan (a 401 (K) plan). 69.654 shares were acquired during first quarter; 235.903 shares acquired during second , and 149.037 shares acquired during third quarter 2004. The total is based on the most recent plan statement available (as of September 30, 2004). All shares were acquired in routine new-money acquisitions exempt under Rule 16b-3(c) and Rule 16a-3(f)(I)(I)(B). Also includes 3,026.041 shares acquired pursuant to the Company's payment of a five-for-four stock split declared August 24, 2004 and paid on September 30, 2004.
- [F5]Includes 39.5866 shares acquired pursuant through Company's exempt Employee Stock Purchase Plan during first, second, and third quarters 2004. Also includes 44.4137 shares acquired pursuant to the Company's five-for-four stock split declared August 25, 2004 and paid September 30, 2004.
- [F6]Includes 19.010 shares acquired pursuant to the Company's Capital Accumulation Plan (a 401 (K) plan). 7.384 shares were acquired during first quarter; 5.493 shares acquired during second quarter, and 6.133 shares acquired during third quarter 2004. The total is based on the most recent plan statement available (as of September 30, 2004). All shares were acquired in routine new-money acquisitions exempt under Rule 16b-3(c) and Rule 16a-3(f)(I)(I)(B). Also includes 14.9823 shares acquired pursuant to the Company's payment of a five-for-four stock split declared August 24, 2004 and paid on September 30, 2004.
- [F7]Options become exercisable in increments of 20% on December 2, 2005, 2006, 2007, 2008, and 2009.
- [F8]Additional options held with various exercise prices or expiration dates. Total options held after adjustment of the Company's payment of a five-for-four stock split declared August 25, 2004 and paid on September 30, 2004 are 107,611
Documents
Issuer
NATIONAL PENN BANCSHARES INC
CIK 0000700733
Entity typeoperating
IncorporatedPA
Related Parties
1- filerCIK 0000700733
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 9:22 AM ET
- Size
- 12.2 KB