NATIONAL PENN BANCSHARES INC 4

4 · NATIONAL PENN BANCSHARES INC · Filed Aug 18, 2005

Form 4

Period: 2005-08-16

Executive Vice President

Transactions

Exercise/Conversion
Common Stock
2005-08-16$9.74/sh+9,490$92,404→ 46,629.1 total
Other
Common Stock
2005-08-16+639.902→ 16,224.705 total(indirect: By 401(k))
Tax Payment
Common Stock
2005-08-16$26.24/sh−5,468$143,480→ 41,161.1 total
Other
Common Stock
2005-08-16+32.654→ 284.08 total(indirect: SON)
Other
Common Stock
2005-08-16+27.66→ 121.581 total(indirect: By 401(k))
Exercise/Conversion
Employee Stock Option (Right to Buy)
2005-08-16$9.74/sh−9,490$92,404→ 0 total
Exercise: $9.74From: 1997-09-27Exp: 2005-10-27→ Common Stock (9,490 underlying)
Other
Common Stock
2005-08-16+948.074→ 37,139.1 total

Footnotes (5)

[F1]361.9666 shares acquired through Company's exempt Employee Stock Purchase Plan during first and second quarters 2005. Also includes 586.1078 shares acquired upon reinvestment of cash dividend under the Company's exempt Dividend Reinvestment Plan: 281.8595 shares on 2/17/05 and 304.2483 shares on 5/17/05.
[F2]Shares acquired pursuant to the Company's Capital Accumulation Plan (a 401(K) plan). The total is based on the most recent plan statement available as of June 30, 2005. All shares were acquired in routine new-money acquisitions exempt under Rule 16b-3(c) and Rule 16a-3(f)(1)(i)(B).
[F3]28.4743 shares acquired through Company's exempt Employee Stock Purchase Plan during first and second quarters 2005. Also includes 4.1792 shares acquired upon reinvestment of cash dividend under the Company's exempt Dividend Reinvestment Plan: 1.9395 shares on 2/17/05 and 2.2397 shares on 5/17/05.
[F4]Shares acquired pursuant to the Company's Capital Accumulation Plan (a 401(K) plan). The total is based on the most recent plan statement available as of June 30, 2005. All shares were acquired in routine new-money acquisitions exempt under Rule 16b-3(c) and Rule 16a-3(f)(1)(i)(B).
[F5]Additional options are held with various exercise prices or expiration dates. Total options held are 98,121

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