4//SEC Filing
KROTT FREDERICK P 4
Accession 0000700733-06-000005
CIK 0000700733other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 9:55 AM ET
Size
14.9 KB
Accession
0000700733-06-000005
Insider Transaction Report
Form 4
KROTT FREDERICK P
DirectorOther
Transactions
- Award
Phantom Stock
2005-12-30+2,118.705→ 6,559.275 total→ Common Stock (2,118.705 underlying) - Other
Common Stock
2005-12-30+1,520.741→ 7,151.54 total - Other
Common Stock
2005-12-30+136.29→ 642.066 total(indirect: Daughter) - Other
Common Stock
2005-12-30+9.079→ 42.718 total(indirect: By Spouse) - Other
Common Stock
2005-12-30+176.624→ 850.643 total(indirect: Son)
Footnotes (7)
- [F1]Includes 102.4995 shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan; 32.6916 on August 17, and 69.8079 on November 17, 2005. Also includes 1,418.2417 shares acquired pursuant to the Company's payment of a 5-for-4 stock split declared on August 24, 2005 and paid on September 30, 2005.
- [F2]Includes 9.106 shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan; 3.9398 on August 17, and 5.1662 on November 17, 2005. Also includes 127.1839 shares acquired pursuant to the Company's payment of a 5-for-4 stock split declared on August 24, 2005 and paid on September 30, 2005.
- [F3]Includes 6.9652 shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan; 5.2555 on August 17, and 1.7097 on November 17, 2005. Also includes 169.6587 shares acquired pursuant to the Company's payment of a 5-for-4 stock split declared on August 24, 2005 and paid on September 30, 2005.
- [F4]Includes .5593 shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan; .2165 on August 17, and .3428 on November 17, 2005. Also includes 8.5201 shares acquired pursuant to the Company's payment of a 5-for-4 stock split declared on August 24, 2005 and paid on September 30, 2005.
- [F5]1 for 1
- [F6]The phantom stock units were accrued under the National Penn Bancshares, Inc. Directors' Fee Plan and are to be settled in National Penn Bancshares, Inc. common stock upon the reporting person's retirement as a director or reaching the age of 65, as elected by such person.
- [F7]Includes 80.8324 phantom stock units acquired upon reinvestment of dividend accrued on phantom stock units under the Directors' Fee Plan: 34.6311 on 8/17/05 and 46.2013 on 11/17/05. Because the Company has a dividend reinvestment plan available to substantially all of its shareholders on terms similar to the dividend reinvestment feature of the Directors' Fee plan, the acquisition of phantom stock units with reinvested dividends is exempt from line item reporting under SEC Rule 16a-11. Also includes 1,118.8004 shares acquired pursuant to the Company's payment of a five-for-four stock split declared August 24, 2005 and paid on September 30, 2005.
Documents
Issuer
NATIONAL PENN BANCSHARES INC
CIK 0000700733
Entity typeother
Related Parties
1- filerCIK 0001145534
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 9:55 AM ET
- Size
- 14.9 KB