4//SEC Filing
NATIONAL PENN BANCSHARES INC 4
Accession 0000700733-08-000007
CIK 0000700733operating
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 11:48 AM ET
Size
10.3 KB
Accession
0000700733-08-000007
Insider Transaction Report
Form 4
KROTT FREDERICK P
DirectorOther
Transactions
- Other
Common Stock
2007-12-31+213.419→ 11,223.363 total - Award
Phantom Stock
2007-12-31$15.80/sh+1,892.227$29,892→ 11,823.094 total→ Common Stock (1,892.227 underlying) - Other
Common Stock
2007-09-28+322.581→ 11,009.944 total
Footnotes (5)
- [F1]Shares acquired pursuant to the Company's payment of a 3% stock dividend declared August 22, 2007 and paid September 28, 2007.
- [F2]Shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan on August 17 and November 17, 2007.
- [F3]1 for 1
- [F4]The phantom stock units were accrued under the National Penn Bancshares, Inc. Directors' Fee Plan and are to be settled in National Penn Bancshares, Inc. common stock upon the reporting person's retirement as a director or reaching the age of 65, as elected by such person.
- [F5]Includes phantom stock units acquired upon "reinvestment" of dividend accrued on phantom stock units under the Directors' Fee Plan: 99.7256 on 8/17/07 and 114.7198 on 11/17/07. Because the Company has a dividend reinvestment plan available to substanitally all of its shareholders on terms similar to the dividend reinvestment feature of the Directors' Fee Plan, the acquisition of phantom stock units with "reinvested" dividends is exempt from line item reporting under SEC Rule 16a-11. Also includes 300.9184 shares acquired pursuant to the Company's payment of a 3% stock dividend declared August 22, 2007 and paid on September 28, 2007.
Documents
Issuer
NATIONAL PENN BANCSHARES INC
CIK 0000700733
Entity typeoperating
IncorporatedPA
Related Parties
1- filerCIK 0000700733
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 11:48 AM ET
- Size
- 10.3 KB