Six Flags Entertainment Corp 4
4 · Six Flags Entertainment Corp · Filed Oct 30, 2015
Insider Transaction Report
Form 4
DUFFEY JOHN M
Executive VP and CFO
Transactions
- Exercise/Conversion
Common Stock, par value $0.025 per share
2015-10-28$10.00/sh+150,000$1,500,000→ 863,495 total - Sale
Common Stock, par value $0.025 per share
2015-10-28$51.83/sh−3,900$202,153→ 713,495 total - Sale
Common Stock, par value $0.025 per share
2015-10-28$51.38/sh−146,100$7,505,888→ 717,395 total - Exercise/Conversion
Common Stock, par value $0.025 per share
2015-10-29$10.00/sh+3,040$30,400→ 716,535 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-10-29−3,040→ 146,960 totalExercise: $10.00Exp: 2020-09-07→ Common Stock, par value $0.025 per share (3,040 underlying) - Sale
Common Stock, par value $0.025 per share
2015-10-29$52.00/sh−3,040$158,080→ 713,495 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-10-28−150,000→ 150,000 totalExercise: $10.00Exp: 2020-09-07→ Common Stock, par value $0.025 per share (150,000 underlying)
Holdings
- 16,000(indirect: By Trust)
Common Stock, par value $0.025 per share
- 96,000(indirect: By Trust)
Common Stock, par value $0.025 per share
Footnotes (5)
- [F1]The transactions on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by John M. Duffey.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $50.81 to $51.80, inclusive. The reporting person undertakes to provide Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $51.81 to $51.88, inclusive. The reporting person undertakes to provide Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The Reporting Person disclaims beneficial interest in such shares except to the extent of his pecuniary interest therein.
- [F5]Mr. Duffey was granted an option to purchase 600,000 shares (as adjusted for stock splits) on September 7, 2010, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors.